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Ah the first mention of the Christians :p One would think that the impact of the plague would have been a major shot in the arm to the spread of the religion right? Have any historians speculated on the link between the Plague of Cyprian and the rise of Christianity?

Yes, Kyle Harper is quite vocal about the matter. All three great epidemics of Antiquity / Late Antiquity that hit the Roman empire seem to have had an important effect over the religious milieu in which they developed. The Plague of Cyprian is the one worst documented of the three, but the writings of Cyprian and other Christian authors allow us to see the huge impact it had over the imagination of contemporaries. Of all three epidemics, the symptoms that Cyprian described are by far the most gruesome, and probably Harper is correct in attributing them to a filovirus linked to the Ebola virus. Due to recent events, I think that we are all familiar with this illness, and about how gruesome its effects are. In Antiquity, it's symbolic effects must have been mind-shattering, as some of its symptoms affected common beliefs held by people. Harper for example speculates about one of its symptoms, the ocular haemorrhages that turned the eyes of the victims red. It was a common belief in antiquity that the eyes were the mirror of the soul, and that they were a channel of physical communication in a literal sense. According to ancient belief, when people looked at something, a flow of particles flew from one's eyes and physically touched its target, returning then to the eye which had "launched" them (this is the origin of the ancient belief about the "evil eye" curse). And this caused some people to believe that this new illness by transmitted by sight alone, by the bloody eyes of the sick (this belief is attested by Orosius, who was quoting the III century Greek author Philostratus). This was a truly terrifying prospect.

The Plague of Cyprian also hit a society that was already in a state of ideological and religious flux. Two years ago I visited at the Musei Capitolini in Rome an interesting exposition called "L'età dell'angoscia" (The Age of Anguish), which covered this age of religious uncertainty that opened with the Antonine Plague and the Marcomannic invasions and lasted all the III century.

The testimonies of IV century CE Christian authors like Lactantius and Eusebius also point to the fact that, after the persecutions of Decius and Valerian ended under Gallienus, the remaining of the III century was a period of unparalleled growth for the Christian church. In Eusebius' Ecclesiastical History, we can find:
How does one describe those multitudes worshipping and the throngs pressing together in every city and the brilliant assemblies gathered in prayer? Indeed because of these crowds the old buildings no more sufficed for them, and spacious churches were built from the very ground up in all the cities.
And archeology and papyri also point towards a sudden quasi-collapse and abandonment of many ancient temples to the 250s and 260s.

The best documented ancient Roman city we know is Oxyrhynchus, the city in Egypt where a trash heap has yielded a treasure trove of papyri. In them, the church becomes more than a shadow in these years. The first papyrus naming a Christian is dated to 256 CE. Shortly thereafter, we can follow the rise of the Christian community through a cleric, Papa Sotas, who may have been the town’s first bishop, certainly its earliest known one. His career is documented in no fewer than five papyri, which show him writing letters of recommendation, soliciting funds for the church, and moving freely around the eastern Mediterranean; in short, acting like a late antique bishop. In Oxyrhynchus, the church emerges abruptly, from virtual invisibility to a mood of staggering confidence. Meanwhile in Rome the honeycomb of burial caverns known as the catacombs expanded without pause. A few burial chambers went back to the late second or early third century; these soon became the hubs of sprawling complexes radiating outward. The third quarter of the third century marked the takeoff, when suddenly the Christian presence underground became something more than a handful of discrete burials.

If nothing was known of Christianity, we would nonetheless describe the III century CE as an age of inversion within traditional polytheism. The ancient religions floundered. The grand tradition of temple building came sputtering to a standstill. The II century CE had been an age of exuberant religious construction; for example Hadrian completed the great temple of Olympian Zeus in Athens, which had been left unfinished since the VI century BCE. The temples were the gleaming “eyes” of a city. By the middle of the III century CE, they were tumbling into disrepair. In Egypt, the last temple inscription dates to the reign of Decius. Then, complete silence. By the end of the century, temples that had recently been the witnesses of the most ancient religious rites of humankind were turned into military barracks (the great temples at Luxor). Rites of unfathomable antiquity just vanished into thin air. The old registrations of temple personnel and property ceased from 259 CE. The collapse is truly startling.

By any measure, the crisis of the third century was also an unrestrained catastrophe for the traditional civic cults of the classical city. There was no such thing as a coherent “paganism,” except in the mind of Christian polemicists; ancient polytheism was diffuse. It was an ensemble of loosely interconnected religions, wich had always "been there" and were ingrained in the life of the family and the city. Traditional religion in the Roman Empire was built into the social hierarchies of the ancient city. The authentic paganism of the high empire can be found not in high theological speculation but in the street life of the cities. A famous example is known from Ephesus, where a wealthy Ephesian citizen and Roman equestrian named C. Vibius Salutaris established an endowment in honor of the goddess Artemis. The interest from the endowment, maintained by the temple, funded magnificent religious pageants celebrating the long history of the Ephesians; effusive gifts of cash were given to the citizens along archaic tribal lines; blood sacrifices were made to the goddess. These religious endowments were utterly wiped out in the financial chaos of the III century CE. The old patterns of civic patronage were destabilized. The ancient gods did not lose out in a crisis of faith. They were embedded within an order whose foundations themselves cracked.

The superstructure fell, but ancient polytheism hardly died out whithin the population at large; small gestures like libations, the veneration of sacred caves and fountains, etc. remained alive for a very long time. But when the loftier expressions of public religious life faltered, the Christians seized the moment. The church inserted its voice obtrusively into the public discourse, in a way that even in the Severan period would have seemed almost impossible. The church was ready to talk terms with the empire.
 
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17.6. THE REIGN OF PHILIP THE ARAB. THE FALL OF PHILIP.
17.6. THE REIGN OF PHILIP THE ARAB. THE FALL OF PHILIP.

Under the added weight of all these simultaneous crisis and disasters, Philip the Arab’s regime broke down and the foundations of the empire themselves began shaking.

The first hint at trouble happened relatively early, with the war against the Carpi, Sarmatians and Quadi in the Danube. Probably Philip’s brother-in-law Severianus had failed as military commander and Philip had to intervene personally (a risk of having close relatives filling such posts is that their failures immediately reflected on the emperor himself). It’s quite probable that the attack of the Carpi against Dacia (after all, they had been receiving subsidies from Rome) was not a random affair, and some scholars speculate that perhaps Philip had stopped paying them their subsidies, as they were the weakest among the foes who were being paid off by Rome, which made it an affordable risk. After a short campaign, he returned to Rome, and left a certain Tiberius Claudius Marinus Pacatianus in Severianus’ place. This Pacatianus has been identified by some scholars as “Cl(audius) Marinus c(larissimus) p(uer” who is named in an inscription found in Bostra, capital of the Roman province of Arabia,a s the son of Cl(audius) Sollemnius Pac(atianus), senatorial legate of the province and who would be later consular legate of Syria Coele. But according to Potter and De Blois, when Philip left the Danube, the war had not still ended, and Philip’s return to Rome (and his assumption of victory titles) were received with increasing anger by the armies of the Danube, who already despised Philip for his eastern origins and his overtly “civilian” way of ruling. This discontent in the army would’ve been very tempting for ambitious generals.

The overspending of 248 CE had its consequences, and Philip had to stop paying, late that very year or in early 249 CE, the tribute to the Goths and perhaps also to Šābuhr I, if he’d been indeed paying him a regular tribute. Apparently, this had no immediate consequences in the East, but it had immediate consequences in the Danube, where the Carpi and Goths restarted hostilities against the empire. The army of the Danube had had enough of what they saw as Philip’s cowardice and incompetence and acclaimed the regional commander Pacatianus as augustus, who immediately began minting coins at the mint of Viminacium (modern Belgrade). This was the inherent risk in appointing someone, anyone, who was not close family to such high commands in the III century: a rebellion was almost its automatic consequence. Until Gallienus stopped appointing them, all theater commanders in the Danube (incidentally, all of whom were of senatorial stock) rebelled against the legitimate augustus acknowledged by the Senate in Rome. Pacatianus is known to scholars from his coins and from accounts by Zosimus and Zonaras.

4477412_orig.jpg

Antoninianus minted by Pacatianus. On the reverse, the inscription celebrates the "Aeternitas" of Rome in ocassion of the Millenium.

In the East, the provincials had also had enough of Priscus’ extortions, and a certain Marcus F. Ru. Iotapianus, a member of the local Syrian aristocracy (he was a descendant of the old royal family of Commagene) was proclaimed augustus and was supported by at least part of the eastern army. Priscus disappears from the scene (extant chronicles say anything about his fate), and Iotapianus seized Antioch and began minting coins. Iotapianus is known to scholars from his (rare) coins and from accounts by Aurelius Victor, Zosimus and the Latin V century CE author Polemius Silvius.

220px-Antoninianus-Jotapian-RIC_0002a%2Cvar.jpg

Antoninianus minted by Iotapianus.

Another usurper that perhaps also rebelled at the same time is not attested in written sources, but coins minted by him have survived: a certain Mar. Silbannacus who rebelled in Gaul. The name is of Celtic stock, and the coins have been found in eastern Gaul near the Rhine, but it’s unknown if he managed to attract to his cause any of the Rhine army units. A gold coin minted by a certain Sponsianus (whose authenticity is disputed by numismatists) could point to another rebellion around this time, possibly in Pannonia.

Sibannacus_full.jpg

Antoninianus minted by Silbannacus. On the reverse, VICTORIA AVG.

In the middle of this ongoing disaster (remember also the draught, epidemics, and fiscal crisis that were developing at the same time) Philip possibly lost heart. There’s a surprising passage preserved in Zosimus’ work. According to him, Philip offered his abdication to the Senate:
Philip, being disturbed by these events, desired the senate either to assist him against such imminent dangers, or, if they were displeased with his government, to suffer him to lay it down and dismiss him quietly.
And then, according to Zosimus, silence followed, until a senator named Decius stood and spoke reassuring words addressed to Philip:
No person making a reply to this, Decius, a person of illustrious birth and rank, and moreover gifted, with every virtue, observed, that he was unwise in being so much concerned at those events, for they would vanish of themselves, and could not possibly long subsist.
In other words, in Decius’ opinion, Pacatianus’ and Iotapianus’ revolts would soon fail by themselves without need to intervene, and so there was no need to worry about them. And Philip responded thus:
yet Philip was still in fear, knowing how obnoxious, the officers in that country were to the army. He therefore desired Decius to assume the command of the legions in Moesia and Pannonia. As he refused this under the plea that it was inconvenient both for Philip and himself, Philip made use of the rhetoric of necessity, as the Thessalians term it, and compelled him to go to Pannonia to punish the accomplices of Marinus (i.e. Pacatianus).
In other words, Philip decided that if Decius was so sure about the insignificance of the revolts, he should go there himself and deal with them; probably Philip invested Decius with the same powers that Severianus and Pacatianus had received.

Other accounts do not give so many details, but all of them agree that Philip sent the aged senator C. Messius Quintus Decius Valerinus to the Balkans to deal with the situation there (the fact that he had to send a sexagenarian in such a mission does not speak well about the pool of talent available to Philip). Sending a man like Decius to the Balkans was dangerous: he was a respected and very well-connected senator, was a native of Illyria and had occupied several command posts in the Danubian army, which respected him. Probably this is a sign of how conscious Philip was of his bad repute among the Danubian army, and so he decided to send a man who clearly held great authority there, but in doing so he took a fatal risk.

It’s unclear how events developed, but most scholars seem to agree that Pacatianus was killed by his own troops upon Decius’ arrival. And then there are two possibilities for what happened later: some ancient authors wrote that Pacatianus’ troops acclaimed immediately Decius as augustus fearing the reprisals that they could suffer at Philip’s hands because of their rebellion, and other sources state that Decius managed to fight off some “barbarian” incursions, possibly by the Carpi or Quadi, and that then his troops raised him to the purple.

In any case, Philip’s act of sending Decius to deal with the situation had ended in another disaster (showing yet again the risks of naming for such posts men who were not direct relatives of the emperor or otherwise individuals of total reliability). Philip could not let such open rebellion go unpunished. Decius gathered detachments of the Danubian army (leaving the border unguarded when the Goths and Carpi were openly hostile) and marched to Italy, while Philip gathered the central reserve in Rome and marched north. Both armies clashed near Verona in August or September of 249 CE. In this battle, Philip was defeated and both him and his son died, probably at the hands of their own troops, and Decius was acknowledged as legitimate emperor by the Senate.

dec005.jpg

C. Messius Quintus Decius Valerinus
 
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These constant rebellions are almost comical in their frequency. If this was a computer game like EU:Rome or Crusader Kings where you play the Roman Emperor, then all the players would cry that the game was broken for having even characters with 80 of 100 loyalty points rebel instantaneously as soon as you give them a command :)
"PARADOX PLZ FIX"
 
These constant rebellions are almost comical in their frequency. If this was a computer game like EU:Rome or Crusader Kings where you play the Roman Emperor, then all the players would cry that the game was broken for having even characters with 80 of 100 loyalty points rebel instantaneously as soon as you give them a command :)
"PARADOX PLZ FIX"

It's precisely now, in the last year of Philip the Arab, when the great carrousel of usurpations and revolts really began. This is just the beginning :D.
 
The superstructure fell, but ancient polytheism hardly died out whithin the population at large; small gestures like libations, the veneration of sacred caves and fountains, etc. remained alive for a very long time. But when the loftier expressions of public religious life faltered, the Christians seized the moment. The church inserted its voice obtrusively into the public discourse, in a way that even in the Severan period would have seemed almost impossible. The church was ready to talk terms with the empire.

Fascinating post, thanks. I would say that even reading the Meditations of Marcus Aurelius, which are perhaps the high point of Roman philosophy, already you can quite clearly see this crisis of faith in operation -- the dreary system of the Stoics is hardly one with faith in the gods or designed to offer much comfort to the masses. It seems to me that the great strength of Christianity was that it was able to marry the popular rites of the mass of the people (with saints, the Eucharist, a personal god etc.) with the theological speculations of the philosophers (Platonism, the Logos, Aristotle's Prime Mover etc.) into one coherent package, making it attractive to a highly educated person like Augustine as well as women and slaves.

I wonder why the ancient Mediterranean was unable to achieve a synthesis of traditional religion and philosophy as was accomplished in the other great civilisations of China and India...and Persia until the Islamic conquest. :p (Edit: Although I suppose one could argue that Christianity is that synthesis: just of traditional Jewish religion with Greek philosophy)

Until Gallienus stopped appointing them, all theater commanders in the Danube (incidentally, all of whom were of senatorial stock) rebelled against the legitimate augustus acknowledged by the Senate in Rome.

Might this be because the Danube legions simply threatened whoever anyone Rome sent to command them with assassination if they didn't accept the purple and rebel?
 
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Fascinating post, thanks. I would say that even reading the Meditations of Marcus Aurelius, which are perhaps the high point of Roman philosophy, already you can quite clearly see this crisis of faith in operation -- the dreary system of the Stoics is hardly one with faith in the gods or designed to offer much comfort to the masses. It seems to me that the great strength of Christianity was that it was able to marry the popular rites of the mass of the people (with saints, the Eucharist, a personal god etc.) with the theological speculations of the philosophers (Platonism, the Logos, Aristotle's Prime Mover etc.) into one coherent package, making it attractive to a highly educated person like Augustine as well as women and slaves.

I wonder why the ancient Mediterranean was unable to achieve a synthesis of traditional religion and philosophy as was accomplished in the other great civilisations of China and India...and Persia until the Islamic conquest. :p (Edit: Although I suppose one could argue that Christianity is that synthesis: just of traditional Jewish religion with Greek philosophy)

You answered your own question, to some degree ;). Although Judaism, once it lost its last vestiges of an ancient Near Eastern monolatry after the destruction of the Temple in 70 CE could also have played that role. Since the III century BCE, Judaism had been under heavy Hellenistic influence and had absorbed many concepts and attitudes from Greek philosophy. Even 2 Maccabees, despite its subject, is written in Greek. Also, many Jewish philosophers and thinkers expressed themselves in Greek (like Philo of Alexandria) and took part in the wider cultural Graeco-Roman world.

On the other side, I wouldn’t qualify ancient Zoroastrianism as a synthesis religion; it remained a religion stubbornly tied to an exclusivist “Aryan” identity and isolated from foreign cultural influences (even the Avesta was probably not put into written form until the V century CE).

Might this be because the Danube legions simply threatened whoever anyone Rome sent to command them with assassination if they didn't accept the purple and rebel?

Personally I’m a bit sceptical about the accounts of commanders being forced to accept the purple at the point of a sword. This was an ancient comedy that had been played for centuries in the Roman world, and 99% of the time it was a poor attempt at masking a deliberate plot to grab the power. Macrinus also engaged in it in 217 CE, and perhaps the most famous example was Octavian when he pretended to return the supreme power to the Senate and was “forced” by the senators’ pleas to continue in his post.

In my opinion, what really happened is that the Danubian army was so volatile that it was just too big a temptation for power-hungry senators. Gallienus managed to survive in desperate circumstances for eight years just because the army of the Danube supported him, but he’d removed senators from command. Given that Gallienus himself was of senatorial Italian stock and a cultivated member of the elite (supposedly the very image of what the army hated in a leader), for me it’s quite clear that the largest problem rested with the leadership, and not with the soldiers and centurions.

Bear also in mind that when scholars refer to “the army”, they don’t mean the rank and file, but the officer corps, both the centurions and higher officers, which were the ones with political connections and interests and were able to see a bit further than the immediate surroundings of the encampment. Think of it in the same terms that we would use when referring to a XIX or XX century Latin American or Iberian army, in this respect. The ones that mattered were the officers, with their close links to the moneyed elite. The troop mattered for nothing in this respect and was easily malleable to suit the interests of their officers.
 
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Personally I’m a bit sceptical about the accounts of commanders being forced to accept the purple at the point of a sword. This was an ancient comedy that had been played for centuries in the Roman world, and 99% of the time it was a poor attempt at masking a deliberate plot to grab the power. Macrinus also engaged in it in 217 CE, and perhaps the most famous example was Octavian when he pretended to return the supreme power to the Senate and was “forced” by the senators’ pleas to continue in his post.
Didn't stop with the romans either. Gustav Vasa of Sweden famously at one point threatened to abdicate and was "convinced" to stay king by the Estates.
 
Fascinating post, thanks. I would say that even reading the Meditations of Marcus Aurelius, which are perhaps the high point of Roman philosophy, already you can quite clearly see this crisis of faith in operation -- the dreary system of the Stoics is hardly one with faith in the gods or designed to offer much comfort to the masses. It seems to me that the great strength of Christianity was that it was able to marry the popular rites of the mass of the people (with saints, the Eucharist, a personal god etc.) with the theological speculations of the philosophers (Platonism, the Logos, Aristotle's Prime Mover etc.) into one coherent package, making it attractive to a highly educated person like Augustine as well as women and slaves.

I wonder why the ancient Mediterranean was unable to achieve a synthesis of traditional religion and philosophy as was accomplished in the other great civilisations of China and India...and Persia until the Islamic conquest. :p (Edit: Although I suppose one could argue that Christianity is that synthesis: just of traditional Jewish religion with Greek philosophy)

I think that is largely missing the point, which was that what failed wasn't neccessarily the function of the old religion, but the structure of it's actual practice. The Crisis damaged the old civic religious practices, and when the Crisis over and there was (something) of a recovery christians had (with imperial patronage) inserted themselves as patrons and organizers of civic religion.

Roman religion wasn't really about faith, it was about practice and rites. In the 3rd. century the rites lapsed, and when Constantine came around he handed the ability to organize these kinds of rites to the christians. (You can see how in some cases they literally do stuff like build churches to block the view of pagan temples, or re-route roads to pass by churches rather tahn older sites)

This isn't just a roman thing either: It's arguably how most non-abrahamic religions work. (and in practice probably the abrahamic religions as well)
 
Didn't stop with the romans either. Gustav Vasa of Sweden famously at one point threatened to abdicate and was "convinced" to stay king by the Estates.

It has countinued all the way into the modern era, with people like Stalin using that trick to get things through.
 
As a curious aside, there's an old tradition in the Christian church, which dates back to the Ecclesiastical History of Eusebius of Caesarea (early IV century CE), and which was repeated in the works of the Christian authors Jerome and Orosius and in an implicit way in John Chrisostom's sermon about Saint Babyla, that Philip the Arab had been a Christian. Eusebius also claimed in his work that he'd read letters sent by the Christian scholar and theologician Origen to both Philip and his wife Otacilia Severa; the letters have not survived although this proves nothing in itself; allegedly Iulia Mamaea had also invited Origen to meet her in Antiochia in 232-233 CE so that she could learn more about the Christian faith, and nobody has ever suggested that she was a Christian. The subject has caused rivers of ink to flow, and is still a matter subjected to heated controversy among modern scholars.

Some accept it as true, some reject it as false, and some accept that Philip could have been sympathetic to, or interested in, Christianity, as Severus Alexander before him.

In the case that Philip had been a Christian (which personally I find quite improbable), or at least sympathetic to Christians, that would help to explain some of the events in 249 CE and in Decius' short reign. Specifically, the riots in Alexandria that ended in a pogrom against Christians could be seen as an attack against what the populace saw as Philip's protegés. And of course, conservative minded people would have blamed the disasters that befell the empire during Philip's reign to his tebious attitude towards an "atheist" sect that rejected the gods that protected the empire. Scholars are well aware of Decius' ultra-conservative tendencies, and it would make sense that his persecution against Christians would have been a reaction against his predecessor's policies.

Anyway, this is pure speculation, and has been since the XVII century a subject of heated debate among modern historians.
 
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18.1. THE REIGN OF DECIUS. FIRST MEASURES
18.1. THE REIGN OF DECIUS. FIRST MEASURES.

9258216_1.jpg

Aureus of Decius. On the reverse, GENIVS EXERC ILLYRICIANI, one of the first times in which the "army of Illyricum" is expressly praised or acknowledged.

After his victory at Verona, Decius hurried to Rome where he was properly acknowledged as augustus by the Senate. Soon, he showed himself to be a very different rule than the late Philip. He was a man of relatively advanced age when he rose to the purple; having been born sometime between 190 and 201 CE at a village called Budalia, a village near Sirmium in Lower Pannonia (modern Martinci and Sremska Mitrovica in Serbia respectively). It’s not clear if his family was of senatorial stock or if he was its first member to enter the ranks of the Senate. The Illyrian provinces provided very few senators as they were relatively underdeveloped provinces by Roman standards and latifundia there were rare, but in ancient sources (contemporary III century sources and later pro-pagan sources) he’s called “a man of noble lineage”. It’s also possible that he came from the Illyrian gentry of equestrian rank from Pannonia which provided the bulk of the officers for the Danubian army.

In this sense, Decius was the first Illyrian emperor, an important precedent. And although perhaps he came from the same milieu from which the Illyrian Soldatenkaiser would sprout, he was a man completely assimilated into the senatorial ordo.

What’s sure is that he married very well, to a woman named Annia Cupressenia Herennia Etruscilla, of impeccable Italian senatorial pedigree. Most probably, this marriage was key for the advancement of his career. Not much is known about it before 249 CE. For some reason, most historians assume that he’d centered mostly in military appointments, when in fact there’s no solid records for that, only vague accounts in written sources that describe him as “an experienced commander” without further details, which in view of his performance against the Goths I’d say it’s somewhat open to question.

What’s known for certain from epigraphic sources about his career is thus:
  • He was consul in 232 CE under Severus Alexander (that means that he was 40 years old or older by then).
  • He was later governor of Moesia and Lower Germany between 232 CE and 235 CE, again under Severus Alexander. These were border provinces with important garrisons, and thus perhaps that’s why he was considered as a man of military experience. Notice though that apart from the 234-235 CE war against the Alamanni, this was a period of peace in the northern border.
  • He was governor of Hispania Tarraconensis under Maximinus Thrax. This province was a military backwater, and the fact that Maximinus (who was an experienced military man) sent him there instead of appointing him to another border province inspires little confidence about his military credentials. It’s remarkable though that during the 238 CE senatorial uprising Decius remained loyal to Maximinus; the reasons are unknown.
He had two sons from his marriage with Herennia Etruscilla: the elder one Herennius Etruscus (Quintus Herennius Etruscus Messius Decius) born c. 227 CE and the younger one Hostilian (Gaius Valens Hostilianus Messius Quintus), born sometime in the 230s.

Upon his arrival to Rome after September 249 CE, he showed himself as a man very different from the late Philip the Arab, for in the three months left of that year he displayed considerable energy and took a series of important measures.

He had the Senate decree the ultimate punishment for Philip the Arab, the damnatio memoriae, which suggests that there was something deeply personal in his usurpation against his predecessor and the killing of both Philip and his son (which again undermines Zosimus’ tale of him accepting the post of emperor at a sword’s point). If the rumors about Philip the Arab’s sympathy or even belonging to the Christian faith are true, this could’ve been a catalyst for Decius’ vindictiveness.

He changed his name, which became Imperator Caesar C. Messius Quintus Traianus Decius Augustus. Quite clearly, he wanted to associate himself with the memory of the optimus princeps. This suggest a deep conservatism on Decius’ part; he wanted to restore Rome’s ancient glory looking back to Trajan’s “golden era”, and it was also probably a propaganda trick because he was going to engage soon in a campaign in Dacia and the Lower Danube as Trajan had done. Another goal of this name change was to raise the confidence of the people and the army in his own military prowess, by associating himself with the great warrior emperor.

He raised his wife Herennia Etruscilla to the rank of augusta and his elder son Herennius Etruscus to that of caesar and heir apparent, thus signaling his dynastic ambitions.

hera004.jpg

Aureus of Herennia Etruscilla. On the reverse, PVDICITIA AVG (as could be expected from an honorable Roman matron)

herennius_1.jpg

Antoninianus of Herennius Etruscus. On the reverse, PRINCIPI IVVENTVTIS.

David S. Potter states that Decius also commanded a remarkable series of antoniniani to be issued by the Roman mint, commemorating his deified predecessors. But the list of deified emperors does not reflect a standard list that was used in sacrifices to the deified emperors through standard celebrations of the imperial cult. Rather it looks like a deliberate selection of emperors who might truly be thought to deserve the honor (according to Decius’ criteria, of course). The series begins with Augustus and includes Vespasian, Titus, Nerva, Trajan, Hadrian, Antoninus Pius, Marcus, Commodus, Septimius Severus, and Severus Alexander. While Decius’ contemporaries might not have noticed the omission of Claudius or Pertinax in this line, the omission of the three Gordiani would clearly have drawn attention to what was going on. Decius was rewriting Roman history.

As Potter notes, it was not just, of course, the history of the more distant past that he was interested in rewriting. Something also had to be done about the circumstances of his own revolt against Philip. Zosimus and Zonaras both tell the story, which they must have taken from Dexippus about the session of the Senate when Philip offered to abdicate, and Decius stood and took the responsibility over his shoulders to do what had to be done. The point of the story about Decius and Philip was that Decius had done nothing wrong, unworthy though Philip was to reign. It may be that the peculiar story about Philip's role in Gordian's death, which bears little, if any, relation to the actual event, also dates to this period.

And most importantly, he issued his famous decree about sacrifices, which caused the first great empire-wide persecution against Christians. This was an order that all his subjects sacrifice to the gods for the well-being of the state. The text of the edict appears to have been relatively detailed. The consistency evident in the numerous texts that have survived from Egypt recording the act of sacrifice suggests that precise forms of observance were laid out. The Egyptian texts, collectively known as libelli, a term that contemporary Christians used for them (probably because the word was used in the edict), consist of a record of the act of sacrifice, the names of the officials in charge of overseeing the sacrifice, and a statement by the individual performing the sacrifice testifying to his or her loyalty to the "ancestral gods" and to the consumption of sacrificial food and drink.

It appears from Christian texts that all the inhabitants of a province were required to perform this act by a specified day or be liable to serious penalties. The similitude with the systems of census registration and tax collection are obvious. In both cases it was up to the individual taxpayer to make the proper declaration or payment by a specific time, and it was possible to check if a person had done this because of the tax registers.

The language of the oath is of interest, precisely because it is so vague. A simple reference to the "ancestral gods" did not force any individual to sacrifice to any god specifically, though it had the coincidental, and probably unintentional, effect of forcing Christians to decide if they could sacrifice under such circumstances. Decius was not trying to assert the superiority of a specifically Roman pantheon over any other gods; rather it appears that he was stressing consistency in the practice of worship. Whatever else people did, they were expected, at least once, to perform the same action before the gods as everyone else.

His goal was probably to have all people declare their affinity with the gods who had preserved the empire hitherto, and to legitimize his position through a most public act of devotion showing urbi et orbe that he was taking steps, in his position of pontifex maximus and head of the traditional Roman religion to seek the help of the gods in response to the undercurrent of unease caused by the passing of the millennium and the natural catastrophes and the deathly epidemic that were ravaging the empire.

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Image and translation of the text of an Egyptian libellus from Decius' reign.

The response that Decius may have been looking for may be best illustrated by a letter he wrote to the people of Aphrodisias in Caria thanking them for their display of piety in response to his order (ancient Aphrodisians engraved all imperial letters and edicts concerning their city in a public monument that has survive to this day):
It was to be expected that you, because of the goddess for whom your city is named, and because of your relationship and loyalty to the Romans (Note: Aphrodisias still enjoyed the status of a free city, allied to Rome), that you would have rejoiced at the establishment of our rule and made the appropriate prayers and sacrifices.
Potter also points to the fact that Decius had been probably born during the reign of Septimius Severus and could remember the constitutio antoniniana, which may be the model for his action. Emperors in the past had used decrees about taxation early in their reigns to get people's attention, but what makes the parallel between the acts of Decius and Caracalla relevant is that in both cases they asked for something more than a passive response from their subjects. It is also significant that in both cases they invoked the need to celebrate the gods along with the emperor. The impulse to join local cult to the imperial government, on the imperial government's own terms, was a substantial reversal of the ordinary practice of religion in the classical world. Cities that made particular displays of loyalty were well rewarded: Thessalonica received recognition for three imperial festivals (exalting it above its rival, Beroea), Anazarbus in Cilicia received recognition for an additional festival, giving it one more than its rival, Tarsus, while the citizens of Mopsuestia were allowed to proclaim themselves "Decians."

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Reconstruction of the city center of Aphrodisias in Caria. The structure formed by two long parallel bodies in the center of the picture is the Sebasteion, a peculiar construction intended to exalt the emperors and the glory of the empire.

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Drawing of the monumental propylon that gave entry to the Sebasteion of Aphrodisias in Caria.

And finally, Potter also points out that the unknown author of the Thirteenth Sybilline Oracle thought (if something can be discerned in such a strange and obscure text) that the edict on sacrifices was issued "because of the previous king." This same anonymous author connected it with the persecution of Christians who refused to sacrifice, perhaps in connection with what may have been a widely held belief in some parts of the empire that Philip had a soft spot in his heart for them.

As a curious aside, the SHA wrote that in his zeal to restore the glories of Rome, Decius wanted to restore the office of censor, and left the Senate to elect who would hold the office. The Senate unanimously elected the senator Publius Licinius Valerianus (the future emperor), who declined to accept, and the project was discreetly dismissed. This strange tale by the SHA is not corroborated by any other ancient source, although its spirit would be completely in line with Decius’ ultraconservative tendencies. Also, what the SHA labelled as the old republican office of censor could very well have been an office to be created ex novo with the same name as the old republican magistrature but with a completely different task, that of supervising the enacting of Decius’ decree about sacrifices. If that were the case, Valerian probably declined the post because it would have tainted him politically forever.

And after issuing this decree, which probably only served to raise trouble all across the empire, Decius prepared to leave the Urbs for the Balkans, to deal with the Goths and their allied tribes who had attacked the Roman provinces there. Potter is lapidary in his judgement of Decius as a military commander:
He was an incompetent soldier, and his conduct on campaign in the next two years was as inept as any in the long annals of Roman military history.
Potter is harsh in his judgement, and Ilkka Syvänne, who is a military historian (about whose opinions I have expressed my reserves previously and I will again do so in the future, but in this one I agree with him) is even harsher.
 
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I'm not even close to have read all of this, but I thought I just had to say it out loud that this is very impressive and a super interesting read!
Keep up the good work!
 
I'm not even close to have read all of this, but I thought I just had to say it out loud that this is very impressive and a super interesting read!
Keep up the good work!

Thank you :).
 
Finally managed to catch up entirely with this thread :)
I really like what you’ve done here, you have given me an opening into some parts of this era I knew little about.
I also really appreciate the time you take to mention both sources and existing literature.

Reading about the plague of Cyprian I am reminded of the so called Cocoliztli outbreak in Central America after the Spanish conquest.
Horrid stuff.
 
Finally managed to catch up entirely with this thread :)
I really like what you’ve done here, you have given me an opening into some parts of this era I knew little about.
I also really appreciate the time you take to mention both sources and existing literature.

Reading about the plague of Cyprian I am reminded of the so called Cocoliztli outbreak in Central America after the Spanish conquest.
Horrid stuff.

Yes, it's indeed quite a sobering tale. The recent outbreak of Ebola in Africa shows so many similarities with the Plague of Cyprian that in my opinion Harper is probably right, although older literature just ignores the nature of the Plague or consider it just another outbreak of smallpox, when the symptoms described by Cyprian lack the characteristic rash of smallpox.

As for mentioning sources and existing literature, I consider it a must if I want to be minimally serious; this is a hobby for me, but I take my hobbies seriously :D.
 
18.2. THE REIGN OF DECIUS. THE CHANGING SITUATION IN THE EMPIRE’S NORTHERN BORDERS.
18.2. THE REIGN OF DECIUS. THE CHANGING SITUATION IN THE EMPIRE’S NORTHERN BORDERS.

Traditionally, the danger posed by the “barbarian hordes” that could invade Italy across the Alps had been the Romans’ national nightmare, ever since Brennus’ Gauls sacked Rome in the IV century BCE. The last great scare had been the invasion by the Cimbri and Teutones in the late II century BCE. After that, the Roman conquest of Gaul and the Danubian provinces under Caesar and Augustus had brought a degree of security to Italy, and the northern “barbarians” had become either an object of contemptuous disdain, to be contained through diplomacy and punitive expeditions, or to be used by nostalgic traditionalists as examples of the “original virtues” that the Romans had supposedly lost.

From the first century onwards, many northern “barbarians” served in the Roman army, and the proportion of such people probably increased as the provincialization of the imperial interior made army service less and less attractive to Roman civilians. The benefits of service in the army to a foreigner from beyond the northern borders were substantial: not only did service in an auxiliary (non-citizen) unit pay well, it brought with it Roman citizenship after honorable discharge and often a substantial discharge bonus. Many of these foreigners who served in the army became entirely used to a Roman way of life, living out their lives inside the empire and dying there as Roman citizens after long years of service. Others, however, returned to their native communities beyond the frontier, bringing with them Roman habits and tastes, along with Roman money and products of different sorts. Their presence contributed to the demand for more Roman products beyond the frontiers, which helped increase trade between the empire and its neighbors.

After Augustus’s time, even in periods of peace, Roman military power was always present as a threat for the empire’s neighbors. Military victories were a vital legitimizing device for imperial power and very few emperors were secure enough on their thrones to pass up the occasional aggressive war. The need for imperial victories translated into periodic assaults upon the empire’s neighbors, the imposition of tribute, the taking of hostages, the collection of slaves, the pillaging of villages by Roman soldiers. Roman military aggression was by no means relentless, but it was never beyond the realm of possibility. Every generation born along the imperial frontier at some point experienced the attentions of the Roman military. The empire and its army were thus in and of themselves an ongoing spur to social change in the barbarian societies that bordered the imperial frontiers: their leaders had every incentive to make themselves more potent militarily. To the Romans, their northern neighbors were little more than punching bags to exercise their military muscle whenever they felt like it.

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The Column of Marcus Aurelius in Rome celebrates the victories of this emperor in the Marcomannic Wars. Unlike the Trajan Columns, in this case the Roman sculptors did not avoid showing the dark side of Roman punitive expeditions; in this part of the relief, Germanic captives are being slaughtered en masse.

This complacency arose from the fact that the (mainly Germanic) peoples who lived in barbarico were divided into small tribal policies based on clan and family ties that posed no threat militarily to Rome. But paradoxically, the drift towards greater military competence amongst Rome’s northern neighbors was only exacerbated by direct Roman interference in their political life. Roman dogma held that all “barbarians” were dangerous and that it was therefore best to keep them at odds with one another as much as possible. To keep “barbarian” leaders in a state of mutual hostility, Roman emperors frequently subsidized some kings directly. This support built up royal prestige and hence governing capacity, while reducing the importance of those leaders who were denied the same support. This type of interference allowed emperors to manage not just relations between these peoples and the empire, but also the relationships between different “barbarian” groups. Along the northern border of the empire, access to Roman luxury goods was often as important as the items themselves. The ability to acquire wealth meant the ability to redistribute it, and to be able to give gifts enforced a leader’s own social dominance. In other words, conspicuous wealth translated into active power. For these purposes, gold and silver were especially important, and were the dominant medium for storing wealth. Distribution patterns of silver coinage beyond the Roman border tend to vary according to the political importance of particular regions at particular times: in Germania, for instance, we find a huge concentration of 70,000 silver denarii in just a few decades between the reigns of Marcus Aurelius and Septimius Severus, when campaigning along that frontier was regular and intense. What that and other evidence demonstrates is that the emperors and their governors regularly manipulated political life in barbaricum through economic subsidy. Yet this strategy, however necessary it might seem within the mental paradigms of Roman government and however effective it might be, was also fraught with dangers.

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Roman soldiers executing POWs, column of Marcus Aurelius, Rome.

It started to fail during the reign of Marcus Aurelius. Among the northern peoples that the Romans called Germani, the largest and most powerful one had been that of the Marcomanni. In 165 CE, the victorious vexillationes of the European legions returned to their bases from the East, carrying with them a devastating epidemic that today scholars consider to have been the first appearance of smallpox in the Mediterranean basin. And as could be expected, one of the groups which were hit the worst was precisely the army, which became critically weakened in numbers. The Marcomanni and their allies seized the opportunity, and they invaded the upper Danubian provinces, endangering Italy itself. It took Marcus Aurelius more than 20 years of almost constant warfare to crush his foes (in the case of the Marcomanni, they never recovered from Roman reprisals).

Raising the status of some leaders above that of their neighbors and natural peers could provide them with both means and motive for military action that they would otherwise have lacked. Leaders buttressed by Roman subsidy were able to attract more warrior clients into their following, thus enlarging the political groups they led. As it happened with Roman soldiers, barbarian warriors were better behaved when kept employed at the tasks for which they were suited. Fighting one’s “barbarian” neighbors was useful in this respect, but nearby Roman provinces, with their accessible wealth and a road system that made it easy for raiding parties to move rapidly about, became a hugely tempting target when imperial attentions were preoccupied elsewhere. The attractions of Roman wealth, combined with the hostility that was undoubtedly generated by periodic incursions of Roman soldiers, meant that there were strong structural reasons for attacks on the Roman northern border. These same structural reasons might occasionally inspire a particularly powerful “barbarian” king to conceive more grandiose plans.

The larger the force, the most probabilities for success it had whether against other “barbarian” groups or against Rome, so this new social dynamic soon led to a catastrophic development for Rome: large loose confederations appeared where until then there had been solely small tribal groups. Some of their names (as reported by Graeco-Roman authors) have preserved the nature of their mixed and unrooted nature: Alamanni (all the men), Iuthungi (the young ones, perhaps a subgroup of the Alamanni), Franci (probably coming from a Germanic root meaning "fierce", "bold" or "insolent"). These confederations were not centralized entities by any means, and they did not recognize anything remotely resembling a sole monarch in most cases; in the IV century the Franks and Alamanni were still described as being led by several reges or iudices, each of which was probably the leader of one war band whose main worry was the upkeep and preservation of its own group of followers. Still, this development allowed the Germanic peoples to put in the field forces much larger than just a century before.

This development is first attested in the upper Danube, where the name Alamanni is first reported by Cassius Dio in his description of Caracalla’s 213 CE campaign. The Franci are named for the first time in the 250s CE, same as the Iuthungi. It’s probably not a coincidence that they appeared for the first time in this decade, when the Roman empire entered a deep crisis, with its armies decimated by plague and civil wars, and the fiscal difficulties that the empire experienced had possibly caused a sharp drop (or the complete elimination) of subsidies. In the Rhine and upper Danube borders, the process seems to have been relatively quick and complete, probably because it was in this area where Germanic peoples had been most divided into smaller tribal units.

In the middle Danube, the process was very slow or non-existent in the III century. The Quadi were still the main problem for Roman forces here, together with the Sarmatian Iazyges. The only newcomers to this scene were the Vandals, an eastern Germanic group possibly based around modern Silesia and Moravia which launched several raids on Pannonia.

But it was on the lower Danube where the greatest danger for Rome arose. In this area, the traditional foes of Rome were the Carpi (also known as “free Dacians”), who launched continuous raids against Dacia, and the Sarmatian Roxolani. But now, a new and very powerful “barbarian” group appeared there. This group was the Goths. Historians, like David S. Potter, are somewhat reluctant to call these newcomers with the name “Goth” in the III century CE. The reluctance is perhaps understandable, because the Goths are associated in the archaeological record with the Chernyakhov culture in Ukraine, which is only archaeologically attested in the IV century CE, and not earlier.

Then there’s also the issue of linguistics. Greek and Roman authors of the III century CE did not use the word “Goth” to refer to this people until the decade of the 270s CE. Unfortunately, no contemporary records of the III century Gothic wars has survived. We know that the Greek author Dexippus of Athens wrote a history of the Gothic wars from 238 CE to 270 CE, which was titled Skythica, and was used as a source by many later authors who wrote about these events, especially by the SHA, Zosimus and Zonaras.

He was a contemporary of the events and he was personally involved as an Athenian magistrate in the fight against Germanic invaders and the defense of Athens and Greece. Through the fragments that have survived from his Skythica, Dexippus is considered by modern scholars as the main available source for events. And Dexippus never called these new foes “Goths”. Instead, he used the archaic term “Skythai” for them (borrowed from Herodotus and Thucydides). The late V century CE author Zosimus called them “Boranoi” (strange, as by then the word “Goth” was well in use), and they were called “Boradoi” by the III century CE Christian author Gregory of Neocaesarea.

In my opinion, that’s perhaps a bit too much caution, because there’s evidence for the use of the word “Goth” and of names in Gothic language by members of this people in the III century CE. The earliest appearance of the word “Goth” in Latin is on an inscription from the Roman province of Arabia that’s dated to the reign of Septimius Severus. This inscription, found at I’nāt on the southern Hauran proclaims the monument of a certain Guththa, son of Erminarius, who is described as the commander of the tribal troops (gentiles, a word used by the Romans as synonymous with numeri), stationed among the Mothani, which were the natives of Motha, modern Imtān. The names Guththa and Erminarius have been shown without doubt to be Germanic ones, and so we’re dealing here with a commander of Gothi gentiles. But not all scholars accept that these names, although undoubtedly Germanic, are Gothic names. The inscription is dated (in the local era of the province) to 208 CE. This also raises the question that the Romans had contact with the Goths much earlier than 238 CE and that already Septimius Severus was employing them as mercenaries in the East (meaning that it’s very possible that Caracalla and Gordian III did the same in their own eastern campaigns). Also, Dexippus names as leaders of the Skythai (at least in the surviving fragments) two people with clear Gothic names: Ostrogotha and Cniva.

The main problem when dealing with the origins (or, to use the word conined by the Austrian scholar Herwig Wolfram, ethnogenesis) of the Goths, the only extant ancient source that deals with the matter at large is the VI century CE Jordanes. Jordanes was a Goth who wrote in Constantinople in the VI century CE during the reign of Justinian a Latin book titled De origine actibusque Getarum ("The Origin and Deeds of the Getae/Goths”, usually abbreviates as Getica), which was a history of the Goths. This book was an epitome of a much more extensive History of the Goths written in Latin by the Roman officer Cassiodorus (Flavius Magnus Aurelius Cassiodorus Senator), who was Roman consul and magister officiorum under the Ostrogothic king of Italy Theoderic the Great.

This work by Cassidorus was not intended to be an “objective” work (if such a notion even existed in those times), but rather a courtly history intended to exalt the Theoderic’s people and especially his own family the Amali by linking it to the legendary origins of the Goths. In other words, it was a work with a clear and deliberate political agenda, which was its primary objective. In this sense, the accuracy of the Getica as a source for a realistic history of the Goths is quite disputed among scholars, especially because its contents seem to be a crude rehash by Cassiodorus of works by previous Latin and Greek authors, containing gross major anachronistic mistakes and outright and bizarre fabrications. The Austrian historian Herwig Wolfram though believes that there might be a kernel of truth in Cassiodorus’ account; a Traditionskern which was essential for the existence of the group known historically as “Goths”. Wolfram and his followers argue that barbarian ethnicity was not a matter of genuine descent-communities, but rather of Traditionskerne (“nuclei of tradition”), small groups of aristocratic warriors who carried ethnic traditions with them from place to place and transmitted ethnic identity from generation to generation; larger ethnic groups coalesced and dissolved around these nuclei of tradition in a process of continuous becoming or ethnic reinvention that Wolfram named ethnogenesis. Because of this, “barbarian” ethnic identities were evanescent, freely available for adoption by those who might want to participate in them.

To summarize, the Getica puts the legendary origin of the Goths in a land called Scandza, from where a leader called Berig departed with three ships in a legendary past. After crossing the see, they settled in a new land which they called Gothiscandza, where they grew numerous. And the historicity of the account goes downhill from here, as Berig’s descendants get involved in the Trojan War and even with Egyptian pharaohs (a clear attempt by the Roman Cassiodorus to inject some classical “respectability” into the historical record of the Goths; Roman authors writing for the Frankish kings also fabricated similar tales); the Getica does not regain any plausibility until it describes the first encounters of the Goths with the Roman army in the III century CE. According to the Getica, a king named Filimer decided that the now too numerous Goths had to leave Gothiscandza and settle in a new region called Oium or Aujum, which would correspond with what the Greeks and Romans called Scythia (roughly corresponding with modern Ukraine and southern Russia between the Carpathians and the Volga, the area also known as the Pontic steppe).

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Landscape of Polish Kashubia in eastern Pomerania, which would have been perhaps the Gothiscandza of the Getica.

Wolfram and other scholars believe that this “kernel” of truth could preserve the memory of what would have been in effect a group of migrant adventurers who originated from Scandinavia and settled in the southern Baltic coast, where the process of ethnogenesis of the people that would become the Goths began. Many scholars have been tempted to associate these proto-Gothic migrants who settled in the southern Baltic coast with the Wielbark culture, attested archaeologically in eastern Pomerania and Prussia from the I century CE to the first half of the III century CE. The Wielbark culture shows affinities with contemporary Scandinavian cultures, especially in burials and sacred places, and is considered to be thus at least under heavy Germanic influence. But it’s quite symptomatic that, while some historians seem willing to identify this culture with the proto-Goths and the predecessors of other East Germanic peoples closely linked to them like the Gepids and Rugii, archaeologists are far more skeptical and some historians (like Michael S. Kulikowski) share their scepticism. The Wielbark culture’s archaeological sites show a tendency to expand to the southeast along the course of the Vistula river, and by the early III century many of the oldest settlements nearer to the Baltic were abandoned. The problem for archaeologists is that this sudden disappearance of sites associated to the Wielbark culture does not correspond with the appearance of a new cultural complex with clear links to it in Ukraine and Moldova where the Goths appear “suddenly” in the early III century CE. The Chernyakhov culture, clearly associated to the Goths, is not attested until the IV century CE, and shows little or no material links with the Wielbark culture, which altogether makes archaeologists very reluctant to draw easy conclusions. Archaeological evidence in the Swedish province of Östergötland suggests a general depopulation during this period but again there is no clear evidence that this translated into a substantial emigration out of Scandinavia into eastern Pomerania and western Prussia, and thus the Goths could very well have originated in continental Europe,as Kulikowski thinks.

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A stone circle in Kashubia (northern Poland) associated with the Wielbark culture.

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A stone circle from Närke, Sweden.

Some historians though (like Wolfram) have less trouble with it, and they see in this archaeological record a confirmation (in very broad lines) of Cassiodorus’ record. They also seek support for this theory in linguistic similarities, etymologies (despite Wolfram’s cautions against them in the introduction to his History of the Goths) and some parts of the Getica that indeed seem to show a detailed knowledge of Scandinavia (but which in turn could have been borrowed by Cassiodorus from now lost previous Graeco-Roman sources).

In my opinion, the etymology is in this case strong enough to suggest that the original kernel of the Goths came indeed from Scandinavia, and more specifically from southern Sweden. When describing Scandza, the Getica says that there were three tribes living there called the Gautigoths (which could correspond to the Geatas/Gautar living in western Götaland by the Göta älv river), the Ostrogoths (which if it’s not one of Cassiodorus’ fabrications could perhaps correspond to the Geatas/Gautar who inhabited what is today the Swedish province of Östergötland) and Vagoths (which could correspond to the Gutar who inhabited the island of Gotland).

Of these lands, the origin of the Goths which according to the Getica crossed the Baltic and settled in Gothiscandza could have been the island of Gotland, as the Gutasaga, written down in the XIII century states that:
over a long time, the people descended from these three multiplied so much that the land couldn't support them all. Then they draw lots, and every third person was picked to leave, and they could keep everything they owned and take it with them, except for their land. … they went up the river Dvina, up through Russia. They went so far that they came to the land of the Greeks. … they settled there, and live there still, and still have something of our language.
In ancient runic inscriptions dated to the IV century in Ukraine, Moldova and Romania, the Goths referred to themselves as Gut-þiuda (commonly translated as “Gothic people”) or as Gutans. The Geats (the original Germanic people which inhabited Götaland) were called Gēatas in Old English, and Gautar in Old Norse. In the case of the inhabitants of the island of Gotland, the etymology is still more suggestive, for the Old West Norse name for them is Gotar, and its equivalent in Old East Norse is Gutar; both terms are used without distinction to refer both to Gotlanders and Goths. Ptolemy referred to them as Goutai in the II century CE.

Pliny and Tacitus described in their works that a people called the Gutones lived at the estuary of a river in the Baltic sea, and this could be a direct reference to the Goths who’d settled in Gothiscandza, and to the people of the Wielbark culture that existed in that place in Tacitus’ time.

If we then consider that the people that formed the Wielbark culture came from Scandinavia, this does not mean that this was a full-scale colonization like in the American West. Most probably, a small Scandinavian warrior elite imposed its rule over the original population of the area. Before the establishment of the Wielbark culture, the area around the mouth of the Vistula was occupied by the Oksywie culture (II century BCE – early I century CE); scholars do not associate the Oksywie culture with any ethnicity or tribal group. The Roman author of the I century CE Pliny the Elder placed a people called Venedi (which later scholars have hypothetically classified as one of the proto-Slavic groups, related to the later Wends) living along the Baltic shore, and named them “Sarmatian Venedi”. The II century CE Alexandrine author Claudius Ptolemy placed a people that he called the “Greater Ouenedai” living along the entire “Venedic Bay”, which can be deduced from the context to be placed on the southern shore of the Baltic sea, and which could be identified with the Gulf of Gdańsk. In his Germania, Tacitus also named the Venedi, although he doubted if they should be classified as Germani or not. The Getica still places the Venedi at the lower Vistula region.

It’s also possible that the Wielbark culture, apart from Goths and Venedi, also included the Germanic Rugii, attested in this area by Tacitus and Ptolemy. Historians have speculated that the Rugii moved to Pomerania from southern Norway in the I century CE (based again on etymological similarities); the Getica names the Ulmerugi as one of the peoples which were defeated and expelled by the Goths upon their arrival in Gothiscandza. Further to the southwest, archaeologists have placed another culture known as the Przeworsk culture (III century BCE – V century CE) which covered the middle and upper basins of the Oder and Vistula rivers, and stretched south across the Carpathians to the upper basins of the Dniester and Tisza rivers. The Przewolsk culture is sometimes associated with the Vandals, although it probably included several peoples with different ethnical backgrounds, of which the Vandals were perhaps just one among several. Further to the east, in the area of the Pripet marshes and the middle Dnieper basin, archaeologists place the Zarubintsy culture (III century BCE – I century CE), which is usually (but with the usual uncertainty and lack of evidence) with proto-Slavic peoples, and which showed heavy Scythian and Sarmatian influences from the nearby Pontic steppe.

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Cultures in central and eastern Europe in 100 CE.

Burial and ritual places associated with the Wielbark culture don’t include all archaeological sites from the I-III centuries CE in the area, and continuation of practices from the older Oksywie culture is still attested, as well as from the neighboring Przeworsk culture once the sites associated with the Wielbark culture began spreading south along the Vistula valley in areas that had contained previously only sites associated with the Przeworsk culture. Scholars have suggested that the areas which show specifically Wielbark-like burial and cultic sites must’ve been the ones directly settled by the proto-Gothic elite, which were organized in small groups that asserted their political dominance over the original inhabitants, who kept their own rites and customs.

A very significant detail mentioned by Tacitus in his Germania is that of all the Germanic peoples the Gothones were a rarity because they were ruled by kings:
Beyond the Lygians dwell the Gothones, under the rule of a king; and thence held in subjection somewhat stricter than the other German[ic] nations, yet not so strict as to extinguish all their liberty. Immediately adjoining are the Rugians and Lemovians upon the coast of the ocean, and of these several nations the characteristics are a round shield, a short sword and kingly government.
Archaeology does not show any hints of centralized kingship in Wielbark culture sites, but in the III century the Goths are described by Greek and Latin authors as being led by kings (like Cniva), which made them specially dangerous, as of all the enemies of Rome during the III century crisis, the Goths were, together with the Sasanians, the only ones able to raise military forces under a unified command on a scale comparable to the one possessed by the Romans.

A very useful comparison that I read once about the character of Gothic rule in eastern Europe was a parallel with the Rus of the IX-X centuries; groups of ambitious, warlike migrants who settled in already inhabited areas and forced the original inhabitants to submit and pay tribute to them; coincidentally both the Goths and the Rus had the same Scandinavian origin in southern Sweden and used the river valleys to expand south to the Black sea coast, ending with attacks against the Roman empire. In both cases, it should be clear that the Rus armies that attacked Constantinople or the Gothic armies that attacked the Roman Danubian border were not formed exclusively by Germanic Goths or Rus; these groups formed only a small leading elite over a vast array of subject peoples from varied origins.

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Path of the possible movement of the Goths and the cultures hypothetically associated with them. In green, Götaland, in pink the island of Gotland, in red the maximum expanse of the Wielbark culture in the late II century CE, and in orange the Chernyakhov culture of the IV century CE. In violet, the Roman empire.

By the early III century, the slow southwards expansion of the proto-Goths led them into a large area, which included Ukraine, Moldova and parts of southeastern Poland and Belarus. At the same times, the oldest settlements associated with the Wielbark culture became depopulated. It’s unknown what led the proto-Goths to abandon their lands in the lower and middle Vistula valley (the Gothiscandza of the Getica). The climatic upheavals associated with the end of the Roman Climate Optimum (RCO) could be one reason, while just the ambition and the possibility to move into richer lands to the south could be another one (notice also that one does not include the other). The end of the RCO and the start of the Roman Transitional Period happened in the middle II century CE century; some scholars have speculated that the movement of the proto-Goths to the southeast could have started to happen around this time, and that the disturbances caused in the inner barbaricum by this migration could’ve been the one of the reasons for the Marcomannic attack against the Roman empire under Marcus Aurelius.

In any case, the inscription from I’nāt in Roman Arabia states that possibly during the reign of Septimius Severus (193-211 CE), the Goths were already settled near the Roman border, and that for some time its relations with Rome were relatively peaceful. Their new territory included most of the area of the old Zarubintsy culture, and parts of the area of the Przewolsk culture, which still held further west, as well as a large expanse of Pontic steppe which until then had been ruled by Iranian Sarmatian peoples. The Goths must’ve imposed their political dominion over all of them, and just as it had happened with the Zarubintsy culture, they absorbed many cultural Sarmatian traits and customs, especially in military equipment and tactics. The Goths adopted the cavalry warfare that existed in the Eurasian steppe, and its military elite fought on horseback with armor, long sword, Sarmatian kontos and bows. This again put the Goths aside from all other Germanic peoples, who were predominantly infantry fighters, and who did not put much emphasis in archery, which became extremely important for the Goths as it was for all the steppe peoples. Also, instead of the traditional Germanic longbow, the Goths adopted the more powerful and smaller Scythian bow which had longer range and could be used on horseback.

The Gothic armies that invaded the Roman empire after 238 CE were not formed exclusively by ethnical Goths, as I wrote before; otherwise they would’ve been unable to field the large numbers of men that Graeco-Roman authors ascribe to them unanimously. “Gothic” armies included contingents of subject peoples like Venedi, Sarmatians, Carpi and other Germanic groups that moved into this area with the Goths and whose relationship with the ethnical Goths is unclear. The Gepids are considered to have been a subgroup of the Goths, but the ties of other East Germanic peoples who lived in the area with the Goths like the Burgundians (who lived in the area around the upper Oder and upper Vistula basins), Rugii, Bastarnae (already present in the area in the early II century BCE), the Heruli and the Scirii (who probably moved south into the area along with the Bastarnae in the early II century BCE) are unclear. Some of them like the Gepids and Rugii seem to have moved south with the Goths, but other groups had already been settled there for a long time. Probably, they were all also treated as subject peoples (same as non-Germanic peoples) and were forced to pay tribute to the Goths and contribute to their wars with men.

It’s due to this heterogeneous nature of the Gothic armies that some modern scholars prefer to use the archaic name of “Scythians” (Skythai) given to them by Dexippus in his imitation of Thucydides’ style, as it has less ethnical implications. In my opinion, that’s going a bit overboard with linguistic carefulness; Roman armies also included many non-Roman units and nobody has ever doubted to call those armies “Roman”. And ironically, many historians who use this “Scythian” terminology to refer to the III century Goths show little care in calling the Sasanian armies “Persians”, when in this case it’s much more justified to raise objections to the label of “Persian”; only the ruling dynasty itself was Persian, but neither the ruling elite and much less the army, was ethnically Persian or led or staffed by Persians.

With a sophisticated military tradition, a united rulership in war and large numbers of available men, the Goths were a formidable enemy for Rome; the most dangerous among all the Germanic peoples and second only to the Sasanians. The straightforward decision by Tullius Menophilus to pay “subsidies” to them in 238 CE reflects a clear respect from the Roman part towards this new enemy, and what they presented as “subsidies” was probably much more like a regular tribute. The Romans stopped subsidies to weak border peoples all the time when it suited them, but they kept paying them to the Goths for ten years when the imperial finances were in a deplorable state and when such an action was deeply resented by the army (the salaries of the troops and officers were paid in increasingly debased silver coinage, but foreign tributes and subsidies were paid in good quality gold coinage, as Dio Cassius bitterly lamented in the case of Caracalla with the Alamanni). It’s also possible that some kind of real subsidy had been in place since earlier times, for the Romans usually recruited numeri (also called gentiles) units from foreign peoples with whom they’d signed a friendship treaty; the Romans took over the payment of a regular subsidy and in exchange the foreign people had to furnish the Roman army with armed contingents that usually came with their own weapons and officers and were allowed to fight according to their own custom; this could have been exactly the case of the unit of Gothi gentiles based at I’nāt, which kept their own leaders Ermanarius and his son Guththa. If this is the case, then the years between 200 and 248 CE saw a sharp and continuous decline in the strength of the Roman position towards the Goths, who from being a friendly and quite inoffensive border people became a real menace able to extort a regular tribute from an increasingly beleaguered empire.
 
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These Goths were led by an Ermanarius, that also sounds like it would be a Germanic name, no? (From Herman)

Sure, it's not the only etymology, but then he has a son named Guththa to drive home the point.

Also: from a description of the rise of the Sasanians we are now studying the ethnogenesis of the Gothic people - and we don't even need a different main poster to get there ;)
 
These Goths were led by an Ermanarius, that also sounds like it would be a Germanic name, no? (From Herman)

Sure, it's not the only etymology, but then he has a son named Guththa to drive home the point.

Also: from a description of the rise of the Sasanians we are now studying the ethnogenesis of the Gothic people - and we don't even need a different main poster to get there ;)

Well, I’m not an expert in Germanic linguistics, so in this case I defer to scholars, and there’s no consensus amongst them in this particular issue. Both names are Germanic without a doubt, but some scholars don’t believe that they are "Gothic" names with the same degree of certainty. Or to put it in another way, even if they were East Germanic names close enough to the language that would later, in the IV century CE (mainly in the Bible of Wulfilas) be called "Gothic", there's no way to take it as positive evidence for the existence of a "Gothic" polity in the Pontic steppe (as the insciption does not make any statement related to the ethnicity or geographical origins of this numerus).

As for the subject shift, I’m aware of it and don’t worry, I’ll return soon to dwell amongst the Iranians. But the issue is that, the rise of the Sasanians is closely linked to their fights with Rome, and that the spectacularly successful 252 CE Sasanian offensive against the Roman East is closely linked to Decius’ defeat against the Goths. Plus there’s a lot more extant sources for Graeco-Roman history than for eastern history, so in matters involving the Roman empire there’s just a lot more stuff to go through. lf there were a similar amount of surviving sources for the Arsacids, Sasanians or Kushans, I’d hardly bother to cross the Zagros with this thread :).
 
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Roman history is well outside my expertise, but I remember once reading that the increased disruption brought by the Germanic invaders was greatly linked to a shift in Roman military strategy. What specifically happened was that the Roman shift to more mobile cavalry armies stationed away from the front lines, and smaller border garrisons, made the Roman army commanders unwilling to directly engage the enemy upon the incursion. They would instead let the Germanic invaders plunder away freely within the provinces, and then only attack the invading army once they were heavily burdened with plunder and on their way home. All of that loot would then be seized by the army commanders. Is their any truth to this, or just another pop-history myth?


@Semper Victor I just have to thank you for putting down all of the time and effort in writing this. Fantastic.