II. The Prosecution of the Sino-Soviet War, Part One: The Northwest
The first target of Comrade Trotsky's "gambling high" strategy was the so-called "East Turkestan Republic." This entity was a predominantly Muslim enclave to the west of the Ma generals' territory. The difficulty with this operation was not the Turkmen resistance, which was negligible, but the terrain involved, which was considerable. Mountains and deserts with few mapped routes lay ahead of the liberation forces, and they operated at direct cross purposes to the main supply line of the Trans-Siberian rail line.
This operation led to the formation of the Sinkiang Front, a notional twelve-division formation that at its peak featured no more than seven divisions, operating largely independent of each other. Two corps-sized infantry formations, led by men whose scope was far more limited than the forces available to them, formed the basis of the Front, while the seventh division was the newly-raised 1st Motorized Rifle Division, under a newly-promoted Nakhdiv Georgi Konstantinovich Zhukov. Zhukov's participation would in many ways define this front, as it would many future operations.
While the individual is clearly less important than the collective, certain individuals so dominate their times that they deserve special attention. Comrade Lenin, or Comrade Trotsky, or indeed Stalin in his malign influence upon the Revolution were all such men. Comrade Zhukov was another. He was born in a village settled by one of the imperial government's elite Strelets (Musketeer) regiments, run down to penury by the contradictions, ineptitude, and injustices of the Tsarist system. In 1915, despite being an apprentice laborer, and hence a just member of the proletariat, he was conscripted like most of his generation into the Tsarist army, where he quickly established a reputation for personal courage that was not sufficient to allow him to rise because of his humble beginnings. It was not until the Revolution and the First Civil War that Comrade Zhukov displayed his full abilities. He rose to the level of Kompolka by 1923, commanding the 39th Red Cavalry Regiment and receiving the Order of the Red Banner for his role in the suppression of counter-revolutionary agitation in Tambov. However, his abrasive personality and confrontational style led to him being exiled to the position of garrison commander in Arkhangelsk prior to the return of Comrade Trotsky, rising to Kombrig in the years between the end of the Civil War and the assassination of Stalin.
It was not until Comrade Trotsky conducted his whirlwind tour of the Red Army in the months following the end of the Second Civil War that Kombrig Zhukov was relieved of his duties and promoted to Nakhdiv. Unlike Stalin, Trotsky had been impressed with Zhukov's blunt style, and overruled the Stavka perception that Zhukov was an over-promoted peasant. When the "cavalry clique" surrounding Komandarm Tukachevsky began to exert their full influence in the expansion of the Red Army, Zhukov was marked early on as a divisional commander for the new motorized divisions.
Comrade Zhukov's role in the Sinkiang Front was originally to act as a mobile reserve in case of the failure of one of the two prongs of the offensive while the 1st Motorized Rifle Division consolidated its leadership. As it proved, he was forced to march from the training areas directly into combat north of Kashgar. Once he had pierced the Turkmen lines, Zhukov was the first Soviet commander into the city, and the one to accept the Turkmen surrender in the name of the Chinese Red Army. Thus, he was also the first on hand to greet Comrade Trotsky on his inspection of active operations.
By this point, Trotsky had abandoned rail travel as frustratingly slow for long distances. Instead, he had turned into one of the foremost proponents of Aeroflot and the nascent Red Air Force, which had done yeoman service in the territory around Moscow. He had cancelled one of Stalin's many vanity projects, the gigantic Maxim Gorky aircraft, as impractical for the consumption of the average Soviet citizen (Trotsky is said to have proclaimed "
We must allow the masses to take wings!" before ending the Maxim Gorky in favor of Comrade Lisunov's studies of Junkers and Douglas aircraft). Trotsky favored a larger number of smaller aircraft, and his own transport mirrored this: he traveled in a Tupolev-designed fast bomber modified to accommodate a writing desk and a small passenger complement. Komvzvod Marchayev, his constant companion on the Red Army tours, complained good-naturedly that Trotsky considered the desk more important than the passengers.
Zhukov met Trotsky at a field outside Kashgar on 12 September 1933, a field unsuited to large-scale operations but suited to a single aircraft, and explained the situation. Later documents indicate that he perhaps made his role to be greater than it truly was, but the mere feat of outpacing the two poorly-handled infantry corps was sufficient to get Zhukov himself a promotion to Komkor, and sufficient to get his division a return to Alma-Ata for a brief furlough, during which they served as training cadre for 2nd and 3rd Motorized Rifle Divisions, forming 1st Motorized Rifle Corps. The regular infantry, due to their poor performance, gained no such reprieve, instead getting a chance to redeem themselves by marching southeast toward the Ma generals' stronghold. Trotsky continued his tour with a visit to the Mongol city of Ulan-Bator.
Mongolia's situation was the most precarious of all of the combatants, because Mongolia lacked both the Soviet Union's reserves of manpower and superior overall leadership, and the Chinese Communists' exceptionally strong defensive position. The Ma generals therefore felt safe in exploiting Mongolia's relative weakness in a series of desultory attacks, eventually leading to the occupation of the southwestern third of Mongolia at the high point of their offensive. At this point, Komkor Pavel Semyonovich Rybalko, and the Soviet Union's still-understrength armored corps, intervened, pushing the Nationalists back well into Ma territory before calling a halt for reorganization and refitting. Rybalko was able to attend to Trotsky in Ulan-Bator to report his situation, and, again reflecting on the success of one leader where others were struggling, Trotsky promoted a leader beyond what many saw as his deserts.
These apparently arbitrary promotions in the autumn of 1933 led to a minor revolt back in Moscow; however, Trotsky's amazing capacity for travel, and the adoption of the airplane rather than rail travel, allowed him to speed back and surprise Komandarm Voroshilov, around whom rumors of a coup had begun to center. Comrade Voroshilov denied all such rumors, but Comrade Trotsky's suspicions were not allayed: Voroshilov was installed as the Commissar for Military Structures, a previously nonexistent title with the goal of keeping him working on railroads, naval bases, and other distractions that would preserve the Revolution while not utterly wasting the man's meager talents.
In the meantime, another future leader of the Red Army, Nakhdiv Aleksandr Mikhailovich Vasilevsky, took command of the 4th Motorized Rifle Division on the Mongolian frontier. Comrade Vasilevsky's role in the 1933 Northwest Offensive was minimal; however, because the Nationalists continued to press against the Mongol frontier in the Gobi Desert, he saw continuous action throughout the winter. It was nothing compared to Zhukov's thrust into the Turkestan Republic, but it was enough to give him a reputation as an excellent divisional commander, and when Trotsky returned to Ulan-Bator in February, he promoted Vasilevsky, too, to Komkor, with the goal of reducing the next group of warlords, the Ma generals, in the summer of 1934.
This period, the winter of 1933, also saw the establishment of the Soviet military mission in Yan'an, under Komkor Konstantin Konstantinovich Rokossovsky. Rokossovsky was, like Zhukov, a Civil War-era commander who had established himself as a thoroughly competent officer, leading to suspicion under Stalin that he, an ethnic Pole, might be associated with a counter-revolutionary coup attempt. These suspicions were baseless, and when Trotsky arrived in Moscow, he had selected Rokossovsky as one of the Red Army's future lights. Unfortunately, there were insufficient commands to be held when war broke out, and thus Rokossovsky, as a respected officer, was given a handful of other personnel and packed off to Yan'an to coordinate with the Chinese army commander, Zhu De. Zhu De had spent some time in Moscow during Trotsky's disgrace, but before his exile, and the Soviets had a generally favorable opinion of his abilities, at least compared to the average Chinese Communist leader.
Nevertheless, Komkor Rokossovsky was intensely frustrated during his time in China. Even by the rugged standards of Soviet infantry of the period, Chinese forces were poorly equipped, poorly trained, and politically unsure of the cause for which they fought. Rokossovsky was in fact compelled to remain in China until late 1940 to complete his mission of training the Chinese Red Army to an acceptable standard, and there remains considerable debate about the extent to which he succeeded. Certainly his own memoirs indicate considerable dissatisfaction about his Chinese assignment.
Not so Kombat Vassili Ivanovich Chuikov. Chuikov had actually volunteered for Chinese service, having a perhaps somewhat romantic view of the Chinese Red Army as noble partisans struggling against an evil, imperialistic noble. Where Rokossovsky despaired of ever modernizing the Chinese Red Army, even after the campaign's final success, Chuikov embraced the Chinese philosophy, wherein even the Chinese Communist leader Mao lived in a cave, even Mao attended political discussions, and even Mao performed manual labor every day. Chuikov embraced the Chinese Red Army's guerrilla philosophy, developing a school of close-range infantry fighting that would characterize his own later campaigns when he rose to higher command upon the conclusion of Rokossovsky's mission.
In March, after the winter's re-equipping of the Red Army, the Second Northwest Offensive began. Its goal was the reduction of the Ma Clique's territory and an effective land juncture with Comrade Mao, with the result that Komfront Zhu De coordinated closely through Rokossovsky's efforts. The Soviets finally broke out of Mongolia to begin the reduction of Ma territory late in the month, while the divisions which occupied the former Turkmen lands, including Komkor Zhukov's corps, assaulted the Ma generals from the west. They converged on Xining in June, and Trotsky met Mao in the city on 18 June 1934, the first of many meetings between the two leaders. His correspondence indicates that Trotsky was unimpressed with Mao, finding him "
a barely literate communist and a barely competent peasant." Trotsky preferred Zhou Enlai, with whom he shared a general middle-class background and keen intellectualism, but recognized that Zhou lacked the influence in the Chinese Communist Party to be a Chinese mirror to himself.
Trotsky returned to Moscow on the first of July, well satisfied with the progress of the war, and began immediately to turn his prodigious attention to economic matters even as the war continued in the east.