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telesien

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I was probably educated the same way as you.

In short: Rome after 2nd century went into wide crises. Wars, plague, famine and inflation destroyed their economic base. This transformed the well oiled machine the legion used to be into poorly equiped swarm of barbarians unable to defend the empire, the end.

It always made sense, but currently I began reading more about this subject and was quite surprised. The modern consensus seems to be, that late legion was just as effective fighting force as it used be, that barbarians were only minority, that discipline was still high and equipment was good.

I guess one never stops learning :)

Anyway, I got mostly interested in the changing equipment of Roman soldier. How the legionare in lorica segmentata, complex helmet and armed with famous short sword and square shield transformed into someone with ugly helmet, spear, oval shield and long sword.

Now there is something, that is often hinted, but never I never really found it outright staded. With the reform of legion following the Caracala's grant of citizenship, there were more heavy infantrymen around, so going from more complex to less complex metal armour maybe somewhat decreased protection for elite troops, but overall level of protection for whole army increased. Possible or not?

Also I get the argument, that going from short sword to spear and longsword was meant to protect valuable lives (see plague and famine), but does it really require going from square to oval shield? This is change I don't really get. Any ideas?

Or just any general ideas, remarks and such? :)
 

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On the heavy infantry part, I'd note that the traditional Roman Legion tended to be massively heavy infantry based anyway. Whilst you might have seen an increase in the number of heavy infantry around in raw terms, I'm fairly sure I'm correct in saying that their overall representation decreased.

On the shield part, I'd imagine it's to do with effective use of the spear and longsword. The traditional Gladius would seem to be designed for use behind a large shield, essentially taking advantage of an enemy opening, perhaps created by a shove of the shield from a well ordered formation, to stab him in the guts. Spears meanwhile require a bit more room to use (going down over a square shield is harder as one has to go higher), and I'd imagine slashing with a longsword is easier. That being said, I'm sure someone has tested this stuff.
 

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It's not as much that the Roman army lost effectivity, it's that its enemies grew much more capable and dangerous. Most of the changes experienced by the Roman forces from the II century CE onwards were due to the fact that the Romans had to adapt to new foes who used new tactics and weapons. That, and the social changes within the empire.

Since the I century onwards, there's a constant increase in the numbers of auxiliary forces deployed, as well as the use of contingents of allies or mercenaries (numeri) under their own non-Roman officers. By Caracalla's time, the Romans deployed Gothic cavalry in the East, and Severus Alexander and Maximinus Thrax used Parthian cavalrymen against the Alamanni and other Germanic peoples. And the weapons and tactics of the legionaries also evolved. By the Severan era, the scutum was being replaced by an oval shield, and the old short gladius by a longer spatha. Pila became increasingly rare and were replaced either by infantry spears or by javelins (lanceae). The adoption of the spatha was probably due to the need to fight enemies in open order (in the West) or mounted foes (in the East and the Balkans); using a spatha or a spear with a rectangular shield while in close formation was quite impractical, and thus the adoption of the oval shield. As for the replacement of the lorica segmentata for other armour types, that's been more discussed and is less clear. But it's far from a sure thing that III and IV century heavy infantrymen were any less armoured than their predecessors. What happened is that other units became more visible and some of them were indeed lightly armoured. From the reign of Constantine onwards auxilia palatina units became more and more used alongside old-fashioned legioanries, and as these were often recruited among Germanic tribesmen, they often refused to wear the full panoply of protection of the Roman legionary; it's unclear though if that made them any less efficient in battle.

As for Caracalla's Constitutio Antoniniana, indeed the current consensus among scholars points towards the fact that its real goal was to increase the manpower pool available for recruiting legionaries (only Roman citizens could join), but there's no proof that there were more legionaries after that. As far as I can recall now, after the 3 Parthian legions raised by Septimius Severus for his eastern campaign, no more new legions were raised until the confusing times after Gallienus' murder, with the (very dubious) exception of the IV Italica, perhaps raised by Severus Alexander for his eastern campaign against Ardashir I.

EDIT: for a good "technical" book about changes in the Roman legions between the Principate and the Late Empire, I'd recommend this book:
51cvR%2BtS8BL._SX332_BO1,204,203,200_.jpg


Legions in Crisis: Transformation of the Roman Soldier AD192-284, by Paul Elliott (2014). Although I must warn you, the book is quite comprehensive and can be a bit dry at times.
 
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telesien

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On the heavy infantry part, I'd note that the traditional Roman Legion tended to be massively heavy infantry based anyway. Whilst you might have seen an increase in the number of heavy infantry around in raw terms, I'm fairly sure I'm correct in saying that their overall representation decreased.

On the shield part, I'd imagine it's to do with effective use of the spear and longsword. The traditional Gladius would seem to be designed for use behind a large shield, essentially taking advantage of an enemy opening, perhaps created by a shove of the shield from a well ordered formation, to stab him in the guts. Spears meanwhile require a bit more room to use (going down over a square shield is harder as one has to go higher), and I'd imagine slashing with a longsword is easier. That being said, I'm sure someone has tested this stuff.
Based on the data I've seen about half of whole armed forces were auxiliaries drawn from non-Roman citizens (or Roman non-citizens?) and those were not heavy infantry. Only the real Romans were.

But I guess the opening in shield wall oval shields create can be used for spear thrusting. Not sure if it is that big of a difference, but it might be possible
 

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It's not as much that the Roman army lost effectivity, it's that its enemies grew much more capable and dangerous. Most of the changes experienced by the Roman forces from the II century CE onwards were due to the fact that the Romans had to adapt to new foes who used new tactics and weapons. That, and the social changes within the empire.
I don't think anyone ever argued, that the Roman enemies were not much stronger than they used to be prior to 3rd century :)

Still the idea of legion getting weaker was always present. After all the legion of old did defeat pretty strong enemies

Since the I century onwards, there's a constant increase in the numbers of auxiliary forces deployed, as well as the use of contingents of allies or mercenaries (numeri) under their own non-Roman officers. By Caracalla's time, the Romans deployed Gothic cavalry in the East, and Severus Alexander and Maximinus Thrax used Parthian cavalrymen against the Alamanni and other Germanic peoples. And the weapons and tactics of the legionaries also evolved. By the Severan era, the scutum was being replaced by an oval shield, and the old short gladius by a longer spatha. Pila became increasingly rare and were replaced either by infantry spears or by javelins (lanceae). The adoption of the spatha was probably due to the need to fight enemies in open order (in the West) or mounted foes (in the East and the Balkans); using a spatha or a spear with a rectangular shield while in close formation was quite impractical, and thus the adoption of the oval shield. As for the replacement of the lorica segmentata for other armour types, that's been more discussed and is less clear. But it's far from a sure thing that III and IV century heavy infantrymen were any less armoured than their predecessors. What happened is that other units became more visible and some of them were indeed lightly armoured. From the reign of Constantine onwards auxilia palatina units became more and more used alongside old-fashioned legioanries, and as these were often recruited among Germanic tribesmen, they often refused to wear the full panoply of protection of the Roman legionary; it's unclear though if that made them any less efficient in battle.
I think you summed it up very well. The changes that happened are pretty known thing. More interesting is why. For example I can't imagine why the shape of the shiled would matter. I am not saying it doesn't, just that I don't know.
Yes, Roman legion was still infantry-focused and with a lot of heavy troops. It is more about change from one type of armor to another. I am not sure how comfortable lorica segmentata is, but I know that chainmail that got increased use in this time is very uncomfortable, mostly because you carry the whole weight on your shoulders, so it seems that the standard of armor decreased somewhat.

As for Caracalla's Constitutio Antoniniana, indeed the current consensus among scholars points towards the fact that its real goal was to increase the manpower pool available for recruiting legionaries (only Roman citizens could join), but there's no proof that there were more legionaries after that. As far as I can recall now, after the 3 Parthian legions raised by Septimius Severus for his eastern campaign, no more new legions were raised until the confusing times after Gallienus' murder, with the (very dubious) exception of the IV Italica, perhaps raised by Severus Alexander for his eastern campaign against Ardashir I.

EDIT: for a good "technical" book about changes in the Roman legions between the Principate and the Late Empire, I'd recommend this book:
51cvR%2BtS8BL._SX332_BO1,204,203,200_.jpg


Legions in Crisis: Transformation of the Roman Soldier AD192-284, by Paul Elliott (2014). Although I must warn you, the book is quite comprehensive and can be a bit dry at times.
I don't think we can point to one specific reason why Caracalla did what he did, but given how he ruled, I think that the increased tax base might have been more of a reason. He didn't seem to be very keen on military policies to me.

Anyway, thanks for the recommendation, I will look if I can find this book anywhere
 

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I don't think anyone ever argued, that the Roman enemies were not much stronger than they used to be prior to 3rd century :)

Still the idea of legion getting weaker was always present. After all the legion of old did defeat pretty strong enemies

They became much more organized and dangerous, and what's worse: all along the border, from the mouth of the Rhine to the Gulf of Aqaba and roughly at the same time. In the III century, what used to be an array of small tribes coalesced in large and aggressive tribal confederacies capable of launching attacks on a much larger scale than before. The first warning were the Marcomannic wars of the 170s under Marcus Aurelius, and under Caracalla we first hear of the Alamanni; while the Goths make their appearance under Maximinus Thrax. On the east, the new Sasanian empire behaved much more aggressively towards Rome, and was able to inflict several spectacular defeats on Roman armies; they also improved dramatically in siege warfare, to the point that they became as proficient as the Romans in it.

Archaeology also attests a significant evolution in material culture among Germanic peoples. Their societies became more complex and stratified, and the amount and quality of weaponry increased dramatically. In Augustus' times, it was rare for Germanic warriors to have iron swords, helmets or axes, archaeology shows that iron utensils in general were very scarce in Garmanic lands by that time. By the III century, that was the case no more. In the east, Parthian and Sasanian armies deployed heavy cavalry that was heavily armoured with armour and weapons of an even better quality than that of the Romans.

I think you summed it up very well. The changes that happened are pretty known thing. More interesting is why. For example I can't imagine why the shape of the shiled would matter. I am not saying it doesn't, just that I don't know.
Yes, Roman legion was still infantry-focused and with a lot of heavy troops. It is more about change from one type of armor to another. I am not sure how comfortable lorica segmentata is, but I know that chainmail that got increased use in this time is very uncomfortable, mostly because you carry the whole weight on your shoulders, so it seems that the standard of armor decreased somewhat.

Imagine that you are in a tight formation, and that you have to fight with your sword. The gladius was a short sword, intended to be used basically as a stabbing dagger, thus it was perfectly possible for legionaries to use it by sticking their arms between shields. But long swords (spathae) are mostly used as hacking weapons. And in order to brandish it properly, having a large rectangular scutum in front of you is very impractical. If you extend your arm in an up-down hacking strike, you'll have to move the scutum aside, or it will be impossible to get your arm down all the way. Oval shields offered a compromise, as they gave more freedom of movement to handle a long sword effectively from behind it. And the same happened for long spears, which was not a problem before as legionaries used pila which were employed as heavy javelins.

Why did the Romans adopt these weapons, which in turn forced them to make further changes to their tactics? Probably the main reason was the fact that they were facing more mounted foes, especially the Parthians and Sarmatians (at first) and later the Sasanians and Goths. Short swords and javelins are weapons quite unsuited to fighting against a mounted enemy. It's been also been hypothesized that the tendence of Germanic peoples (other than Goths) to employ guerrilla tactics and small warbands that infiltrated the Roman border to pillage made more important for the Romans to be able to pursue and defeat these small warbands, and in such small-scale engagements typical Roman close order tactics were quite useless.

I don't think we can point to one specific reason why Caracalla did what he did, but given how he ruled, I think that the increased tax base might have been more of a reason. He didn't seem to be very keen on military policies to me.

Au contraire, Caracalla was a warrior emperor through and through. Probably too much of a warrior and too little of a politician and an administrator. In his History, Cassius Dio (Caracalla's contemporary) bemoans constantly (among other things, he hated Caracalla's guts) his obsession with military life. He marched with the soldiers, ate with them and even dressed like one of them. His short reign was spent entirely on campaign. He even doubled the pay of soldiers (Roman chronicles don't specify which soldiers: just legionaries? all soldiers?) after another dramatic rise by his father Septimius Severus, putting the imperial fiscus in dire straits.

The (quite bizarre) explanation that the real goal of the Constitutio Antoniniana was to increase tax revenues was put forward by Cassius Dio, who wanted to add avarice to the (very long) list of vices that he attributed to Caracalla. But it just doesn't make sense. The main taxes perceived by the Roman fiscus were the land tax (iugatio) and the poll tax (capitatio), and Roman citizens were exempt of both. The Constitutio Antoniniana was thus a monumental hit to the imperial fiscus, and forced Roman jurists during the following two reigns to build new legal cathegories within Roman citizens in order to keep collecting the land tax and the poll tax without touching the privileged status of the upper classes. The only explanation for wanting to get into such a mess is wanting to enlarge the manpower pool for the legions, something that such a military minded emperor as Caracalla must've been very worried about.

Where did this scarcity of recruits for the legions come from? Recent studies of the pay levels and backgrounds of soldiers in the legions and auxiliary forces during the Principate (taken mainly from epigraphics, military diplomas, Egyptian papyri, etc) show a surprising trend. Since the time of Augustus, the number of Roman citizens in the auxiliary forces increased constantly, and by Caracalla's time they were a majority. This despite having a slightly lower pay. But it was more than compensated because the service period was shorter and discipline less strict. Roman citizens flocked especially to auxiliary cavalry units, which had a pay level even higher than that of legionaries. Septimius Severus raised the pay of legionaries and offered all kind of legal improvements to them (among them the right to marry, and the equestrian rank). But apparently even these measures were not enough and thus Caracalla opted for a radical solution, that a conservative minded senator like Cassius Dio did not understand or just did not care to understand.

Anyway, thanks for the recommendation, I will look if I can find this book anywhere

You're welcome :)
 
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Based on the data I've seen about half of whole armed forces were auxiliaries drawn from non-Roman citizens (or Roman non-citizens?) and those were not heavy infantry. Only the real Romans were.

But I guess the opening in shield wall oval shields create can be used for spear thrusting. Not sure if it is that big of a difference, but it might be possible

See my previous post; Roman citizens could serve in auxiliary units and gradually they became a majority in them; legionaries on the other hand were exclusively drawn from Roman citizens.
 

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Based on the data I've seen about half of whole armed forces were auxiliaries drawn from non-Roman citizens (or Roman non-citizens?) and those were not heavy infantry. Only the real Romans were.

Indeed. Auxiliaries would, I imagine, use whatever equipment was needed/suited for them, so you might get some Germans equipped for melee, some Easterners equipped with bows, or indeed some Gauls recruited to fill a cavalry gap in the area.

However, the Legions themselves (at least traditionally) were equipped largely as heavy infantry. As I said, I don't think there was actually an increase in the proportion of heavy infantry around during the Late Empire (if anything the opposite).

But I guess the opening in shield wall oval shields create can be used for spear thrusting. Not sure if it is that big of a difference, but it might be possible

Well, I'd imagine someone as spared with it and tested. However, I'd point out that the rounding of the shield would potentially allow one to hold the spear much lower whilst simultaneously sacrificing little protection. Moreover, in combat using the spatha it would seem to confer added agility for again, little protective loss.
 

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Where did this scarcity of recruits for the legions come from? Recent studies of the pay levels and backgrounds of soldiers in the legions and auxiliary forces during the Principate (taken mainly from epigraphics, military diplomas, Egyptian papyri, etc) show a surprising trend. Since the time of Augustus, the number of Roman citizens in the auxiliary forces increased constantly, and by Caracalla's time they were a majority. This despite having a slightly lower pay. But it was more than compensated because the service period was shorter and discipline less strict. Roman citizens flocked especially to auxiliary cavalry units, which had a pay level even higher than that of legionaries
You learn many things on this thread but this is the most astonishing. :eek:
 

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You learn many things on this thread but this is the most astonishing. :eek:

Yeah, it's quite a surprising development. Here you have a link to a paper by Professor Marco Rocco (University of Padova) titled The reasons behind Constitutio Antoniniana and its effects on the Roman miitary. You'll find a comprehensive explanation in it. He also has published a book (actually it was his doctoral thesis) L'ersercito romano tardoantico: persistenze e cesure dai Severi a Teodosio I (available only in Italian), that covers in depth the evolution of the Roman army during the III and IV centuries CE.
 

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They became much more organized and dangerous, and what's worse: all along the border, from the mouth of the Rhine to the Gulf of Aqaba and roughly at the same time. In the III century, what used to be an array of small tribes coalesced in large and aggressive tribal confederacies capable of launching attacks on a much larger scale than before. The first warning were the Marcomannic wars of the 170s under Marcus Aurelius, and under Caracalla we first hear of the Alamanni; while the Goths make their appearance under Maximinus Thrax. On the east, the new Sasanian empire behaved much more aggressively towards Rome, and was able to inflict several spectacular defeats on Roman armies; they also improved dramatically in siege warfare, to the point that they became as proficient as the Romans in it.

Archaeology also attests a significant evolution in material culture among Germanic peoples. Their societies became more complex and stratified, and the amount and quality of weaponry increased dramatically. In Augustus' times, it was rare for Germanic warriors to have iron swords, helmets or axes, archaeology shows that iron utensils in general were very scarce in Garmanic lands by that time. By the III century, that was the case no more. In the east, Parthian and Sasanian armies deployed heavy cavalry that was heavily armoured with armour and weapons of an even better quality than that of the Romans.
Of course, the mechanics behind German superconfederacies were pretty well documented and are nothing new. Current research only confirms our previous ideas.
As for Sassanids, their cavalry was superior to Roman one (although I am aware of the recently revised role and position of cavalry in Roman legion) even back in Parthian times (see C for Crassus) and the 4th century helmets were adopted from Sassanid army, so again, they must have been pretty good. Not to mention that Romans also started using cataphracts.



Imagine that you are in a tight formation, and that you have to fight with your sword. The gladius was a short sword, intended to be used basically as a stabbing dagger, thus it was perfectly possible for legionaries to use it by sticking their arms between shields. But long swords (spathae) are mostly used as hacking weapons. And in order to brandish it properly, having a large rectangular scutum in front of you is very impractical. If you extend your arm in an up-down hacking strike, you'll have to move the scutum aside, or it will be impossible to get your arm down all the way. Oval shields offered a compromise, as they gave more freedom of movement to handle a long sword effectively from behind it. And the same happened for long spears, which was not a problem before as legionaries used pila which were employed as heavy javelins.

Why did the Romans adopt these weapons, which in turn forced them to make further changes to their tactics? Probably the main reason was the fact that they were facing more mounted foes, especially the Parthians and Sarmatians (at first) and later the Sasanians and Goths. Short swords and javelins are weapons quite unsuited to fighting against a mounted enemy. It's been also been hypothesized that the tendence of Germanic peoples (other than Goths) to employ guerrilla tactics and small warbands that infiltrated the Roman border to pillage made more important for the Romans to be able to pursue and defeat these small warbands, and in such small-scale engagements typical Roman close order tactics were quite useless.
For me it is just not really visible why oval is that better than rectangle, that is all. I stumbled upon something that might be alternative explanation. Shields were made lighter by dropping metal and they were instead reinforced by leather strap along the edge, that got tighter as it dried. I guess you can't really make other than round and oval shields this way and it might be an explanation why this change happened.

As for larger sword and spear, sometimes it is mentioned as part of the overall new strategy. That Roman army of that time had problems finding recruits is well known and documented fact. With that they tried to protect lives of soldiers and moved from seeking open battles and infantry charges to more cautions strategy with ambushes and solid lines holding ground. In this light, getting your enemy further from you by using larger weapons (also the switch from 2 pila system to more than 5 heavy darts per legionary) makes sense.



Au contraire
, Caracalla was a warrior emperor through and through. Probably too much of a warrior and too little of a politician and an administrator. In his History, Cassius Dio (Caracalla's contemporary) bemoans constantly (among other things, he hated Caracalla's guts) his obsession with military life. He marched with the soldiers, ate with them and even dressed like one of them. His short reign was spent entirely on campaign. He even doubled the pay of soldiers (Roman chronicles don't specify which soldiers: just legionaries? all soldiers?) after another dramatic rise by his father Septimius Severus, putting the imperial fiscus in dire straits.

The (quite bizarre) explanation that the real goal of the Constitutio Antoniniana was to increase tax revenues was put forward by Cassius Dio, who wanted to add avarice to the (very long) list of vices that he attributed to Caracalla. But it just doesn't make sense. The main taxes perceived by the Roman fiscus were the land tax (iugatio) and the poll tax (capitatio), and Roman citizens were exempt of both. The Constitutio Antoniniana was thus a monumental hit to the imperial fiscus, and forced Roman jurists during the following two reigns to build new legal cathegories within Roman citizens in order to keep collecting the land tax and the poll tax without touching the privileged status of the upper classes. The only explanation for wanting to get into such a mess is wanting to enlarge the manpower pool for the legions, something that such a military minded emperor as Caracalla must've been very worried about.

Where did this scarcity of recruits for the legions come from? Recent studies of the pay levels and backgrounds of soldiers in the legions and auxiliary forces during the Principate (taken mainly from epigraphics, military diplomas, Egyptian papyri, etc) show a surprising trend. Since the time of Augustus, the number of Roman citizens in the auxiliary forces increased constantly, and by Caracalla's time they were a majority. This despite having a slightly lower pay. But it was more than compensated because the service period was shorter and discipline less strict. Roman citizens flocked especially to auxiliary cavalry units, which had a pay level even higher than that of legionaries. Septimius Severus raised the pay of legionaries and offered all kind of legal improvements to them (among them the right to marry, and the equestrian rank). But apparently even these measures were not enough and thus Caracalla opted for a radical solution, that a conservative minded senator like Cassius Dio did not understand or just did not care to understand.
This is interesting. I know that he came from military family, is considered part of the military junta of Rome, but the details of his life I knew about made him more of a hedonist than one enjoying hard military life and his treatment of army was more of a building of power base than real sense of belonging.
Cassius Dio is often considered less reliable source of information due to his love of gossips, plus he obviously had an ax to grind with Caracalla, but still it doesn't seem like he would change his character so much and in this way.

But how would that help him? If Romans already could and liked to enter auxiliary forces, what would making all people Romans achieve? They would still rather become auxilia than legionaries. It doesn't seem to make much sense like this. Maybe with some other policy like banning Romans to join anything but legion proper, but with that would you really need to enlarge your manpower base like this?
 

Henry IX

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The evolution of weapons and armour is partly driven by a tactical arms race. As the neighbours of Rome became more familiar with Roman equipment and techniques they would in turn develop equipment and tactics that counter them. This in turn forces the Romans to modify their equipment and tactics. The oval shield, long sword and lorica hamata combination may not be inherently superior to the gladius, scutum and lorica segmenta combination but it will have a different set of advantages and disadvantages and this may be enough to drive a change.

While there is not enough documentary evidence of this period to prove this proposition it certainly holds true for later periods and is part of the reason the astonishing plethora of weaponry and styles of shield and armour from the medieval period.
 

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Of course, the mechanics behind German superconfederacies were pretty well documented and are nothing new. Current research only confirms our previous ideas.
As for Sassanids, their cavalry was superior to Roman one (although I am aware of the recently revised role and position of cavalry in Roman legion) even back in Parthian times (see C for Crassus) and the 4th century helmets were adopted from Sassanid army, so again, they must have been pretty good. Not to mention that Romans also started using cataphracts.

You must be refering to spangenhelm type helmets. They were of Central Asian/steppe origin, and Romans adopted them from either Sasanians, Sarmatians, Goths or from any combination of them.

For me it is just not really visible why oval is that better than rectangle, that is all. I stumbled upon something that might be alternative explanation. Shields were made lighter by dropping metal and they were instead reinforced by leather strap along the edge, that got tighter as it dried. I guess you can't really make other than round and oval shields this way and it might be an explanation why this change happened.

As for larger sword and spear, sometimes it is mentioned as part of the overall new strategy. That Roman army of that time had problems finding recruits is well known and documented fact. With that they tried to protect lives of soldiers and moved from seeking open battles and infantry charges to more cautions strategy with ambushes and solid lines holding ground. In this light, getting your enemy further from you by using larger weapons (also the switch from 2 pila system to more than 5 heavy darts per legionary) makes sense.

Of course, all we can do is make hypotheses why this change took place. But bear in mind that during the Principate oval or hexagonal shields (smaller than a rectangular scutum) already existed and were used by auxiliary forces and cavalry (see for example Trajan's column). The scutum was strictly used by legionary heavy infantry, and thus it was associated to a very specific type of combat and tactics (close order combat using pila and gladii).

This is interesting. I know that he came from military family, is considered part of the military junta of Rome, but the details of his life I knew about made him more of a hedonist than one enjoying hard military life and his treatment of army was more of a building of power base than real sense of belonging.
Cassius Dio is often considered less reliable source of information due to his love of gossips, plus he obviously had an ax to grind with Caracalla, but still it doesn't seem like he would change his character so much and in this way.

We have two contemporary sources for Caracalla's and the early III century CE at large: Cassius Dio and Herodian. Cassius Dio was not a gossipy historian, but he belonged to a very aristocratic and traditionalist milieu and this shaped his attitudes and mores towards government and public life in general. His Roman History, written in Greek (he was a Bythinian Greek from Nicomedia) has not survived complete, and many parts are only known to us through later compilations in a radically abbreviated form put together in medieval times (Constantine VII Porphyrogenitus, John Xyphilinus and John Zonaras) or by quotations and references in works by later authors. His model was mainly Titus Livius, and his Roman History was a monumental history of Rome ab urbe condita, following Livius' example. The most interesting parts are precisely the final books, reporting events of which he was a direct witness (reigns of Commodus to Severus Alexander). Unfortunately, the books of this latter part of his work are the ones that have been preserved the worst. We lack whole parts, and the rest is exclusively known through medieval Byzantine recenssions.

Cassius Dio's testimony is exceptional because he belonged to the highest social and political rank of the empire. He was a senator, and twice consul. He was also an amicus of two emperors, Septimius Severus and Severus Alexander. This means that he was an insider of the Roman governing elite. But this also means that he was as conservative and reactionary as one might be, and his outlook of society and events in general was taken through a very narrow senatorial lens (the same one used by Livius, Pliny or Tacitus). The latter books of his work were written at an advanced age, and although the information they provide is invaluable, they were the writings of an embittered old man settling accounts with emperors and people in general against whom he had an axe to grind. The account of the reigns of Commodus, Septimius Severus, Caracalla, Elagabalus and Macrinus were written during his retirement in his native Nicomedia after Septimius Severus' death. He had been an amicus of Severus, consul under him, and been member f the emperor's private council. Caracalla dispensed with his services and an embittered Cassius Dio retired to Nicomedia to write. His narrative of Caracalla's reign was thus written from outside of Rome and of the ruling circles of the moment, and by a man who hated Caracalla for personal reasons and despised his personal behaviour: for an aristocrat like Cassius Dio, Caracalla's behaviour mixing with common soldiers was a show of populism of the worst kind and a disgrace to his social rank and post.

Taking this into account, Cassius Dio's information about Caracalla's reign must be taken with caution and never at face value.

Herodian is an alternative and less biased source. The problem is that the material's quality is much lower than with Cassius' work. Herodian wrote also in Greek (he was probably a Syrian from Antiochia) but he only rose to the rank of a minor functionary in the imperial administration; thus his work is definitely that of an outsider, and one that was at times not very well informed. His writing also leaves much to be desired, he lacked the education, intelligence and incisiveness of Cassius Dio, and his work shows these defficiences. But despite all this, his relative lack of bias makes for an invaluable source to compare with Dio's account.

There are no more contemporary sources. The rest of sources date from the IV century, and use material now lost. The most complete account is that of the Historia Augusta (HA), a very problematic work. But it's still an important source; it ofefrs biographies of all the emperors from Hadrian to the advent of Diocletian. It was written in Latin and follows the style of Suetonius' Lives of the Twelve Caesars, full of gossip and scandal. The problem is that unlike Suetonius, the author or authors of the HA (Scriptores Historiae Augustae, SHA) in many cases directly forge tales and all kind of falsehoods, making the HA a minefield for historians. It was originally written in Latin probably during the late IV century and draws from older works written also in Latin. For the 12 emperors from Nerva to Elagabalus, the source for the SHA was a work that is now lost, the collection of imperial biographies written by Marius Maximus. And this person was a contemporary of Cassius Dio, and also a senator and twice consul, which gives weight to his accounts; the problem is that unlike Cassius Dio, who followed Livius' and Tacitus' steps in writing "serious" history, Marius Maximus followed Suetonius, and went after gossip, scandal and amusement.

There are no more sources, other than archaeology, epigraphy, Egyptian papyri or writings of contemporary writers that made indirect mention of the events in the empire at large at the time (Philostratus, Tertullian, Sextus Africanus, etc.). We don't have even the full text of the momentous Constitutio Antoniniana, only a fragmentary payrus from Egypt with its mutilated Greek translation.

But how would that help him? If Romans already could and liked to enter auxiliary forces, what would making all people Romans achieve? They would still rather become auxilia than legionaries. It doesn't seem to make much sense like this. Maybe with some other policy like banning Romans to join anything but legion proper, but with that would you really need to enlarge your manpower base like this?

Severus and Caracalla raised very substantially the legionaries' pay and gave them important social privileges. But at the same time, the length of service and the strict discipline of the legions remained untouched. If the problem of lack of recruits persisted, this meant that these elements that had remained untouched were precisely the ones that old stock Roman citizens had a problem with, and it was not merely a money issue. Also, the creation of 3 new legions by Septimius Severus (I, II and III Parthicae), added to the new legiosn already raised by Marcus Aurelius (I, II and III Italicae) and the effects of the Antonine Plague probably did not help at all.

The Constitutio Antoniniana made possible for previous non-citizens of non-servile origins (called peregrini in Roman law) to make an extraordinary social jump: from being a non-citizen to equestrian rank, a process that usually had taken generations and lots of luck to achieve. It's perfectly possible to imagine that on a short term (which probably was the only thing that Caracalla was interested in, as he needed recruits for his oncoming eastern war) this combination effectively boosted the numbers of recruits for the legions.
 
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Klausewitz

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Now there is something, that is often hinted, but never I never really found it outright staded. With the reform of legion following the Caracala's grant of citizenship, there were more heavy infantrymen around, so going from more complex to less complex metal armour maybe somewhat decreased protection for elite troops, but overall level of protection for whole army increased. Possible or not?

Yes, Roman legion was still infantry-focused and with a lot of heavy troops. It is more about change from one type of armor to another. I am not sure how comfortable lorica segmentata is, but I know that chainmail that got increased use in this time is very uncomfortable, mostly because you carry the whole weight on your shoulders, so it seems that the standard of armor decreased somewhat.
The Lorica segmentata was never the armor of the legionary.
There is ample archeological evidence that the lorica hamata always existed along the segmentata, with the segmentata only coming in in the 1st century A.D.
Something that i read, but could not substantiate it, is the theory that because the lorica segmentata was easier to produce (less than a hundred individual pieces to make the armor, most of them the around 50 metal stripes of the armor compared to 30,000+ rings for chain mail) it came into preeminence after the battle of Teutoburg forest where the Roman lost IIRC 1/4 of their total strength (and material).
Think about it: Armor could be and was handed down; replacement was needed but that could be handled by the legion locally and was much less than having to conjure 5500 pieces of armour out of nothing all at once... if you had to do that, laying your hands on 5500 suits of armor quickly, you might greatly appreciate the shorter production times of the segmentata.
Later the Roman military contracted, e.g. it shrank allowing for more hamata among the troops. Most legions were raised prior to 100 A.D. and most in the 1st century A.D. which was also the time the segmentata rose to prominence.
 

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Anyway, I got mostly interested in the changing equipment of Roman soldier. How the legionare in lorica segmentata, complex helmet and armed with famous short sword and square shield transformed into someone with ugly helmet, spear, oval shield and long sword.

Helmets were the bowl is made out of a single piece are good in theory, but difficult to hand manufacture in practice

Ridge helmets made out of multiple pieces could probably be manufactured easier at a higher standard
 

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For me it is just not really visible why oval is that better than rectangle, that is all. I stumbled upon something that might be alternative explanation. Shields were made lighter by dropping metal and they were instead reinforced by leather strap along the edge, that got tighter as it dried. I guess you can't really make other than round and oval shields this way and it might be an explanation why this change happened.

As for larger sword and spear, sometimes it is mentioned as part of the overall new strategy. That Roman army of that time had problems finding recruits is well known and documented fact. With that they tried to protect lives of soldiers and moved from seeking open battles and infantry charges to more cautions strategy with ambushes and solid lines holding ground. In this light, getting your enemy further from you by using larger weapons (also the switch from 2 pila system to more than 5 heavy darts per legionary) makes sense.
As others already have stated, it's not that a different type of shield is better, but it may be better for a specific purpose.
There is a pronounced difference in using these types of shields. As combat tactics changed, an oval shield just became more practical.
First, a rectangular shield is much bigger and heavier than a oval one, but is not that much smaller if you compare the area. Since a helmet always was part of roman equipment, the most important thing to cover was the torso. An oval is very close to the shape of a humans vital parts, whereas the corners of a rectangle or more or less wasted material, which would "only" cover non-vital, if anything at all. Just compare modern combat armour, which basically consists of a helmet and a ceramic breastplate. So I would give an oval shield a slight edge in overall effectiveness, regarding to a weight/protectiveness ratio. This is especially true if you consider that Roman allies, auxilliary troops and their enemies already were lighter equipped than the heavy infantry they fielded. Speed/Endurance would be a more important aspect of combat, I would imagine.
But that is not the most important advantage an oval shield had. To understand that, you have to imagine how the legions used to fight. A soldier would be very close to his enemies, with scarcely enough room to fight. In such an environment, shoving and thrusting would be the norm, with almost no time to react and even less oversight, since everyone would be packed very tight against each other. Here, a great, regtangular shield is perfect. A soldier just has to hold it and is basically save from everything the other side could do. He doesn't have to react to specific attacks, because his shield blocks anything. You can even use it offensively, ducking behind it and just shoving or even smashing with it. In any case, it at least allows you to close the range and start thrusting with your own sword.
Contrary to that, the fighting style the legions later employed is different. With spears and longswords, there suddenly is room between the combattants. In a battle, there would now be a recognisable gap between different armies. Greater range means more time to react and actively blocking attacks or even parrying (which is very difficult with a shortsword) would become more prominent, especially since the enemy would also need more space, which decreased the number of opponents one single legionary faced, making a more active defense more feasible. For that, you don't need a great shield which covers everything, you just have to move your smaller shield. Not having to hold something all the time is real advantage, considering that the fighting could go on for hours.
There even was similiar trend in the Middle Ages. The shields basically went from huge, round ones used in a shieldwall, used with short axes and swords:
schildwall00.jpg

towards tiny bucklers, used with very long (and slow) rapiers and fencing foils:
image13.png

And, of course, it is very difficult, if not impossible, to use a great shield together with a spear. Thrusting above or around it, or even use the shield as a counter-weight is problematic, even without everyone on your side trying to do the same.
 

Henry IX

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As others already have stated, it's not that a different type of shield is better, but it may be better for a specific purpose.
There is a pronounced difference in using these types of shields. As combat tactics changed, an oval shield just became more practical.
First, a rectangular shield is much bigger and heavier than a oval one, but is not that much smaller if you compare the area. Since a helmet always was part of roman equipment, the most important thing to cover was the torso. An oval is very close to the shape of a humans vital parts, whereas the corners of a rectangle or more or less wasted material, which would "only" cover non-vital, if anything at all. Just compare modern combat armour, which basically consists of a helmet and a ceramic breastplate. So I would give an oval shield a slight edge in overall effectiveness, regarding to a weight/protectiveness ratio. This is especially true if you consider that Roman allies, auxilliary troops and their enemies already were lighter equipped than the heavy infantry they fielded. Speed/Endurance would be a more important aspect of combat, I would imagine.
But that is not the most important advantage an oval shield had. To understand that, you have to imagine how the legions used to fight. A soldier would be very close to his enemies, with scarcely enough room to fight. In such an environment, shoving and thrusting would be the norm, with almost no time to react and even less oversight, since everyone would be packed very tight against each other. Here, a great, regtangular shield is perfect. A soldier just has to hold it and is basically save from everything the other side could do. He doesn't have to react to specific attacks, because his shield blocks anything. You can even use it offensively, ducking behind it and just shoving or even smashing with it. In any case, it at least allows you to close the range and start thrusting with your own sword.
Contrary to that, the fighting style the legions later employed is different. With spears and longswords, there suddenly is room between the combattants. In a battle, there would now be a recognisable gap between different armies. Greater range means more time to react and actively blocking attacks or even parrying (which is very difficult with a shortsword) would become more prominent, especially since the enemy would also need more space, which decreased the number of opponents one single legionary faced, making a more active defense more feasible. For that, you don't need a great shield which covers everything, you just have to move your smaller shield. Not having to hold something all the time is real advantage, considering that the fighting could go on for hours.

I agree with this general point.

There even was similiar trend in the Middle Ages. The shields basically went from huge, round ones used in a shieldwall, used with short axes and swords:

towards tiny bucklers, used with very long (and slow) rapiers and fencing foils:

And, of course, it is very difficult, if not impossible, to use a great shield together with a spear. Thrusting above or around it, or even use the shield as a counter-weight is problematic, even without everyone on your side trying to do the same.

This, however, is less correct. Shield size and shape changes throughout the Medieval period, and while there is a general trend for shields to get smaller as the armour improves, this is by no means universal. Pavises are very large shields and remained popular for crossbowmen right up until they were made obsolete by guns.

Even in the 16th and 17th centuries there are numerous references to large shields, such as targets and rotellas, in fencing manuals. Some examples include the manuals by Di Grassi, Capa Ferro, Giganti, Meyer and Agrippa. The choice of shield seems to be dependent on factors such as skill, availability and fashion. Rapiers are also very, very fast for thrusts. They recover slowly from cuts but this the only way they can be called 'slow'.

Large shields such as an iron age round shield or a hoplon are actually very easy to use with short (<2m) spears. Even the Roman scutum was used with spears (the hasta after which hastadi are named is a type of spear). What they hard to use with are long spears or pikes - as these need two hands to wield effectively. Small light shields (such as the Macedonians used) could be held in the leading hand without excessive difficulty, although even then they may have been abandoned or removed when entering a melee.
 

Semper Victor

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The Lorica segmentata was never the armor of the legionary.
There is ample archeological evidence that the lorica hamata always existed along the segmentata, with the segmentata only coming in in the 1st century A.D.

A classical example of this is the comparison between two contemporary mouments: Trajan's column in Rome and the Tropaeum Traiani at Adamclisi (Romania). Both monuments depict episodes of the Dacian wars, with legionaries fighting against Dacian warriors. But the contrast between the appearance of legionaries in both monuments couldn't be greater: in Trajan's column, legionaries wear exclusively lorica segmentata armour, while at Adamclisi they wear mail or lamellar armour, but there's not a single lorica segmentata depicted. Taking into account that the reliefs of Trajan's column (of far higher technical and artistic quality) were made by professional artists that probably had never been near a legion in their lives, while the crude reliefs at Adamclisi were carved by legionaries themselves (and ones who had taken part in the conquest of Dacia), historians consider that the appearance of the legionaries as depicted at Adamclisi is far closer to reality than the reliefs of Trajan's Column.

Something that i read, but could not substantiate it, is the theory that because the lorica segmentata was easier to produce (less than a hundred individual pieces to make the armor, most of them the around 50 metal stripes of the armor compared to 30,000+ rings for chain mail) it came into preeminence after the battle of Teutoburg forest where the Roman lost IIRC 1/4 of their total strength (and material).
Think about it: Armor could be and was handed down; replacement was needed but that could be handled by the legion locally and was much less than having to conjure 5500 pieces of armour out of nothing all at once... if you had to do that, laying your hands on 5500 suits of armor quickly, you might greatly appreciate the shorter production times of the segmentata.
Later the Roman military contracted, e.g. it shrank allowing for more hamata among the troops. Most legions were raised prior to 100 A.D. and most in the 1st century A.D. which was also the time the segmentata rose to prominence.

It doesn't sound like a very convincing explanation. The Roman army of the Principate began at an absolute low in numerical strength with Augustus (who halved the size of the Roman army after his victory at Actium) and then increased slowly during the following reigns (slowly in the case of legionaries, more quickly in the case of auxiliaries). The highest increases in the number of legions happened under Trajan (2 new legions, II Traiana Fortis and XXX Ulpia Victrix), Marcus Aurelius (I, II and III Italicae) and Septimius Severus (I, II and III Parthicae). Thus, the period from Septimius Severus to Severus Alexander saw the army of the Principate at its maximum numerical strength, both in legionaries and auxiliaries. The III century, with its litany of civil wars and catastrophic defeats (Abritus, Misiche, Barbalissos, Edessa ...) must've seen massive losses of legionaries, perhaps whole legions. For example, according to all ancient accounts the battle of Abritus in 251 CE saw the total annihilation of Decius' army. If he had with him three legions (probably not complete, just vexillationes from each one), most of the Praetorian Guard and other guard units and auxiliaries, that's a 30,000 - 40,000 army wiped out in a day, with all arms and armour lost. And if we believe the account of Shapur I at his Naqsh-e Rustam inscription, he "annihilated" a 60,000 strong army at Barbalissos in 252 CE, and later he "defeated" (he did not claim "annihilation" here) another 70,000 strong Roman army at Edessa in 260 CE, capturing emperor Valerian. If the numbers are true, the Roman empire lost in a decade more than 100,000 trained men (not all of them would have been legionaries though) just in three major encounters (to which we should add many smaller ones, like the battle of Verona between Philip the Arab and Decius, Aemilianus' battle against Trebonianus Gallus, Decius' defeat at Beroe, and other clashes against the Sasanians, Goths, Carpi, etc). Such a rate of military losses had not been endured by Rome since the times of the Second Punic War.
 
Last edited:

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@Semper Victor:
I think the Varusschlacht is significant because the material lost there was truly lost, comparable probably only to Crassus defeat against the Parthians or Julius Apostata's defeat against some other eastern enemy (i do not know who was sitting there then).
In Civil wars the legionary might be killed, but his equipment will be looted by people who will either continue to use it themselves or sell it where it can be rebought to outfit legions.
I doubt a lot of the chain mail stolen in 9 A.D. every made it back to 'civilized' lands.
 

telesien

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The Lorica segmentata was never the armor of the legionary.
There is ample archeological evidence that the lorica hamata always existed along the segmentata, with the segmentata only coming in in the 1st century A.D.
Something that i read, but could not substantiate it, is the theory that because the lorica segmentata was easier to produce (less than a hundred individual pieces to make the armor, most of them the around 50 metal stripes of the armor compared to 30,000+ rings for chain mail) it came into preeminence after the battle of Teutoburg forest where the Roman lost IIRC 1/4 of their total strength (and material).
Think about it: Armor could be and was handed down; replacement was needed but that could be handled by the legion locally and was much less than having to conjure 5500 pieces of armour out of nothing all at once... if you had to do that, laying your hands on 5500 suits of armor quickly, you might greatly appreciate the shorter production times of the segmentata.
Later the Roman military contracted, e.g. it shrank allowing for more hamata among the troops. Most legions were raised prior to 100 A.D. and most in the 1st century A.D. which was also the time the segmentata rose to prominence.
I am not sure here, but from other perspective than Semper Victor.

While I am perfectly aware that there were more types of armor for the whole duration of Roman Empire, I wouldn't be that quick to make lorica segmentata the more economic armor.

First a disclaimer: I am no armorer and have only some passing knowledge of the trade

Having said that, I agree that on a first glance it looks to be just like you say, but there are some issues there.

Lorica segmentata looks like it required quite precise work, because it had to fit its wearer. I guess there is a lot you can do with leather straps, but with most of it being shaped metal stripes, it can get tricky.

Typical chainmail requires a lot of rings, that is again true. However these rings are not that hard to do and require no special skill. You can have dozens of slaves working night and day. The same can be said about the making of the actual armor from those rings. This armor never had to fit perfectly and even when it was required to fit, it wasn't that hard to make it in many various sizes. On thop of that repairing any damage to it or changig size seems like easy job even for field quartermaster.

So if I were to pick a type of armor that would be easy to mass produce and maintain, I would lean heavily towards chainmail